DFX Intelligence

M••••• A•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••••• A•••••• M•••••

Advisor at M•••• C••••••• A••••••• S••••••

PALM BEACH GARDENS, FL | Tucson, AZ

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Search this name across graphsid dfx:ria:4140e2e3-6e74-ed3b-799a-d9869178c957

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	May 11, 2018	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|Tucson, AZ	Current employment
N••• F•••••••• S•••••••	Independent wealth	Jan 21, 2014	Mar 21, 2018	no	TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• S•••••••	M•••• C••••••• A••••••• S••••••	Mar 21, 2018	May 11, 2018	51	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	N••• F•••••••• S•••••••	Dec 17, 2013	Jan 21, 2014

Relationships

Registered with (5)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
May 11, 2018 to presentfactForm ADV
→ N••• F•••••••• S•••••••Registered adviserregistration: previous registration
Jan 21, 2014 to Mar 21, 2018factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 7, 2012 to Dec 17, 2013factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4140e2e3-6e74-ed3b-799a-d9869178c957
First observed: Jan 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.