DFX Intelligence
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Reading the graph
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Advisor at P• W••••• A•••••••• L••
DOWNINGTOWN, PA | SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P• W••••• A•••••••• L•• | State registered | Nov 11, 2024 | n/a | yes | SALT LAKE CITY, UT|DOWNINGTOWN, PA | Current employment |
| R••••••••• W••••• A•••••••• L•• | State registered | Jan 2, 2019 | n/a | yes | DOWNINGTOWN, PA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••••• E•••••••• P•••••••• L•• | R••••••••• W••••• A•••••••• L•• | Sep 14, 2018 | Jan 2, 2019 | 110 | Firm change | Other |
| O•• S••••••• G•••• | P••••••••• E•••••••• P•••••••• L•• | Jul 2, 2014 | Nov 10, 2015 |
| P••••••••• E•••••••• P•••••••• L•• |
| Former SEC adviser |
| Nov 10, 2015 |
| Sep 14, 2018 |
| no |
| DOWNINGTOWN, PA|CHICAGO, IL |
| Previous registration |
| O•• S••••••• G•••• | State registered | Apr 2, 2013 | Jul 2, 2014 | no | WEST CHESTER, PA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jan 14, 2010 | Apr 25, 2011 | no | NEWTOWN SQUARE, PA | Previous registration |
| 496 |
| Firm change after gap |
| Other |
| N•• E•••••• S••••••••• C••••••••• | O•• S••••••• G•••• | Apr 25, 2011 | Apr 2, 2013 | 708 | Firm change after gap | Other |