RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• M••••••••
- P• W••••• A•••••••• L•• state registered currentsince Nov 11, 2024 · Salt Lake City, Ut
- R••••••••• W••••• A•••••••• L•• state registered currentsince Jan 2, 2019 · Downingtown, Pa
- P••••••••• E•••••••• P•••••••• L•• formerNov 10, 2015 to Sep 14, 2018 · Downingtown, Pa
- O•• S••••••• G•••• state registeredApr 2, 2013 to Jul 2, 2014 · West Chester, Pa
- N•• E•••••• S••••••••• C••••••••• formerJan 14, 2010 to Apr 25, 2011 · Newtown Square, Pa
- P••••••••• E•••••••• P•••••••• L•• to R••••••••• W••••• A•••••••• L••left Sep 14, 2018, registered Jan 2, 2019 (110 days) · Other
- O•• S••••••• G•••• to P••••••••• E•••••••• P•••••••• L••left Jul 2, 2014, registered Nov 10, 2015 (496 days) · Other
- N•• E•••••• S••••••••• C••••••••• to O•• S••••••• G••••left Apr 25, 2011, registered Apr 2, 2013 (708 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address