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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DARREN ANDREW WOOLSON

Advisor at ASSET ALLOCATION STRATEGIES, LLC

FARMINGTON, MI

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Search this name across graphsid dfx:ria:414c6663-ba68-1698-99dc-90c2d7ab7563

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET ALLOCATION STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 1, 2000
First registration: Jun 20, 2006
Dual registered: yes, broker-dealer
Other names: DARREN A WOOLSON|Darren Andrew Woolson|Darren Woolson
IAPD individual key: 4055818

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET ALLOCATION STRATEGIES, LLC	Independent wealth	Jan 9, 2024	n/a	yes	FARMINGTON, MI	Current employment
MORGAN STANLEY	Wirehouse	Jul 10, 2017	Jan 3, 2024	no	Birmingham, MI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 17, 2010	Jun 16, 2017	no	MINNEAPOLIS, MN\|TROY, MI	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 20, 2006	Jul 24, 2007	no	NOVI, MI\|AUBURN HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	ASSET ALLOCATION STRATEGIES, LLC	Jan 3, 2024	Jan 9, 2024	6	Firm change	Wirehouse to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Jun 16, 2017	Jul 10, 2017	24	Firm change	Ibd to wirehouse
VALIC FINANCIAL ADVISORS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 24, 2007	Jun 17, 2010	1,059	Firm change after gap	Other

Relationships

Registered with (4)

→ ASSET ALLOCATION STRATEGIES, LLCRegistered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 10, 2017 to Jan 3, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 17, 2010 to Jun 16, 2017factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 20, 2006 to Jul 24, 2007factForm ADV

Dated events

Occurred
Jan 3, 2024
Advisor changed firm
Darren Andrew Woolson left Morgan Stanley for Asset Allocation Strategies, Llc (registered 2024-01-09)
Form ADVobserved 6 days ago