DFX Intelligence

J••••• L•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

J••••• L•••• K•••••

Advisor at F••••• C•••••• M••••••••• I•••

CASTLE ROCK, CO

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Search this name across graphsid dfx:ria:414fd7f6-82e0-d553-4a94-303c47964761

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• C•••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 6, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• C•••••• M••••••••• I•••	State registered	Feb 27, 2023	n/a	yes	CASTLE ROCK, CO	Current employment
S••	Bd affiliated wealth	Jul 1, 2019	Feb 28, 2023	no	ANN ARBOR, MI\|Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	F••••• C•••••• M••••••••• I•••	Feb 28, 2023	Feb 27, 2023	-1	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••	Jul 2, 2019	Jul 1, 2019

Relationships

Registered with (5)

→ F••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Jul 1, 2019 to Feb 28, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 11, 2012 to Jul 2, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:414fd7f6-82e0-d553-4a94-303c47964761
First observed: Nov 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.