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RIA / WealthAdvisorCertified Financial Planner31 years in industry

DANIEL CHARLES ESTES

Advisor at PIN OAK INVESTMENT ADVISORS INC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41533798-541e-0038-aca4-3e8d680fe6c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 13, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Daniel Charles Estes

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PIN OAK INVESTMENT ADVISORS INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Dec 22, 1994
First registration: May 13, 1998
Dual registered: no
Other names: DANNY ESTES|DANIEL CHARLES ESTES|DANNY CHARLES ESTES|DAN ESTES
IAPD individual key: 2566459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PIN OAK INVESTMENT ADVISORS INC	Independent wealth	Jan 7, 2011	n/a	yes	HOUSTON, TX	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	May 13, 1998	Feb 11, 2010	no	Houston, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	PIN OAK INVESTMENT ADVISORS INC	Feb 11, 2010	Jan 7, 2011	330	Firm change	Other

Relationships

Registered with (2)

→ PIN OAK INVESTMENT ADVISORS INCRegistered adviserregistration: current employment
Jan 7, 2011 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 13, 1998 to Feb 11, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41533798-541e-0038-aca4-3e8d680fe6c5
First observed: May 13, 1998
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL CHARLES ESTES

Advisor at PIN OAK INVESTMENT ADVISORS INC

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41533798-541e-0038-aca4-3e8d680fe6c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PIN OAK INVESTMENT ADVISORS INC

Independent wealth

Jan 7, 2011

n/a

yes

HOUSTON, TX

Current employment

CHARLES SCHWAB & CO., INC.

National bd RIA

May 13, 1998

Feb 11, 2010

Houston, TX|HOUSTON, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHARLES SCHWAB & CO., INC.

PIN OAK INVESTMENT ADVISORS INC

Feb 11, 2010

Jan 7, 2011

330

Firm change

Other