DFX Intelligence

P•• O•• I••••••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

P•• O•• I••••••••• A••••••• I••

CRD 105550

HOUSTON, TX

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Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 4
On other graphs: 2
Observed: Mar 27, 2012 to Apr 1, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•• O•• I••••••••• A••••••• I••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Real Estate Fundsidentity

P•• O•• I••••••••• A••••••• I••

Real estate fund manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.52 fund_share=0.48 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $785M••• Locked
Discretionary RAUM: $785M
Private client RAUM: $412Mderived••• Locked
Private client share: 52%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $131Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• B•••••• R••••	Certified Financial Planner	HOUSTON, TX	23	36	n/a	no
J••• F• P••••	n/a	HOUSTON, TX	23	35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• O•• R••• E••••• D••••••••• F••• I• M•••••• L•	Hedge Fund	$85.2M	Apr 1, 2026	140	May 25, 2017	reported	021-299138
P•• O•• R••• E••••• D••••••••• F••• I•	Hedge Fund	$69.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••• J••••• B••••••	President	E	yes	01/2005	Mar 27, 2012	Nov 5, 2024
E••••• D•••••• C••••••	Cco	Na	no	01/2011	Apr 1, 2020	Nov 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••• R••••	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$785M	$672M	16.8%	$617M	8.3%	12	12	0	0

Relationships

Advises (21)

→ P•• O•• T••••••• S••••••••• M•••••• L•Private fundHedge Fund, IA
Nov 1, 2021 to presentfactForm ADV
→ P•• O•• O••••••••• F••• 4• M•••••• L•Private fundHedge Fund, IA
Mar 31, 2024 to presentfactForm ADV
→ P•• O•• O••••••••• F••• I• M•••••• L•Private fundHedge Fund, IA
Oct 31, 2018 to presentfactForm ADV
→ P•• O•• R••• E••••• D••••••••• F••• I• M•••••• L•

Dated events

Order

Occurred
1 Apr 2026
Private fund first reported2 events
Private fund first reported: 2 on 1 Apr 2026
$10.6M to $11.1M
- ••• Locked$11.1M
- ••• Locked$10.6M
Occurred
1 Apr 2026
Private fund no longer reported
••• Locked
Form ADV
$15.3M
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$125M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2012
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 21 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• O•• O••••••••• F••• I• M•••••• L•	Hedge Fund	$14.1M	Apr 1, 2026	126	Oct 31, 2018	reported	021-320334
P•• O•• L••• B•••••• F••• I• L•	Real Estate Fund	$11.6M	Jun 30, 2020	23	Apr 1, 2020	dropped	021-353087
P•• O•• E••••• S••••••••• F••• 2• L•	Hedge Fund	$11.1M	Apr 1, 2026	32	Apr 1, 2026	reported	021-569073
P•• O•• E••••• S••••••••• F••• I• L•	Hedge Fund	$10.6M	Apr 1, 2026	36	Apr 1, 2026	reported	021-569035
P•• O•• R••• E••••• F••• V••• L•••	Hedge Fund	$9.9M	Apr 1, 2026	70	Mar 29, 2016	reported	021-272580
P•• O•• R••• E••••• F••• V•	Real Estate Fund	$4.0M	May 25, 2017	39	Mar 24, 2015	dropped	021-231448
J•• R••• E••••• F••• I• • L•	Real Estate Fund	$2.7M	Sep 21, 2016	12	Apr 1, 2013	dropped	n/a
P•• O•• R••• E••••• F••• V•	Real Estate Fund	$2.1M	Apr 4, 2018	26	Mar 31, 2014	dropped	021-231335
J•• R••• E••••• F••• I••• L•	Hedge Fund	$1.7M	Sep 9, 2022	14	Dec 2, 2013	dropped	n/a
P•• O•• R••• E••••• F••• I•	Real Estate Fund	$1.1M	May 25, 2017	15	Mar 31, 2014	dropped	021-216400
J•• R••• E••••• F••• I•• L•	Real Estate Fund	$284,000	Sep 21, 2016	17	Dec 2, 2013	dropped	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$229M	$229M	5	4	n/a	10	$48.1M
2014	Mar 24, 2015	$240M	$240M	4	4	n/a	9	$35.8M
2013	Mar 31, 2014	$205M	$205M	4	4	n/a	6	$27.7M
2012	Apr 1, 2013	$178M	$178M	4	4	n/a	2	$23.5M
2011	Mar 27, 2012	$160M	$160M	n/a	n/a	n/a	1	$30.0M