DFX Intelligence

M•••••• L• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)17 years in industry

M•••••• L• M•••••

Advisor at P••••••••• • A• E••••••••• C••••••

MINNEAPOLIS, MN | OWINGS MILLS, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Aug 30, 2023	n/a	yes	MINNEAPOLIS, MN\|OWINGS MILLS, MD	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Nov 21, 2016	Aug 24, 2023	no	Minneapolis, MN\|MINNETONKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	P••••••••• • A• E••••••••• C••••••	Aug 24, 2023	Aug 30, 2023	6	Firm change	RIA to RIA
C••••• A•••••• N••••••• L••	A••••••••• W••••• P•••••••	Dec 31, 2018	Nov 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
113074:133777:MN:2023-08-24	Aug 24, 2023	Aug 30, 2023	MINNETONKA, MN	Firm change
13572:113074:MN:2018-12-31	Dec 31, 2018	Nov 21, 2016	MINNETONKA, MN	Firm change after gap
171070:13572:GA:2016-11-11	Nov 11, 2016	Nov 11, 2016	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Nov 21, 2016 to Aug 24, 2023factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 11, 2016 to Dec 31, 2018factForm ADV
→ O•••• A••••••• S•••••••• L••

Dated events

Occurred
Aug 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 16, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.