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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Wormleysburg, PA | York, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Aug 2, 2024 | n/a | yes | Wormleysburg, PA|York, PA | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | Aug 5, 2024 | no | York, PA|ROCKVILLE, MD|ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Aug 5, 2024 | Aug 2, 2024 | -3 | Firm change | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| H• B•••• I••• | Former SEC adviser | Jan 20, 2011 | Apr 1, 2021 | no | Glen Rock, PA|YORK, PA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 14, 2003 | Jul 28, 2009 | no | YORK, PA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| A••••••••• F•••••••• S•••••••• L•• | H• B•••• I••• | Jul 28, 2009 | Jan 20, 2011 | 541 | Firm change after gap | Other |