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RIA / WealthAdvisor20 years in industry

RICHARD SCHABEN DITTER

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | Germantown, TN

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Search this name across graphsid dfx:ria:415ebf6f-a680-4786-2782-a53e703293e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Sep 5, 2006
First registration: Sep 8, 2006
Dual registered: no
Other names: RIK DITTER|RICHARD DITTER
IAPD individual key: 5205117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Jul 26, 2019	n/a	yes	Germantown, TN\|OVERLAND PARK, KS	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Sep 6, 2018	Jul 1, 2019	no	BOCA RATON, FL	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Jul 26, 2018	no	MEMPHIS, TN	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Aug 1, 2016	Nov 30, 2016	no	MEMPHIS, TN\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Sep 8, 2006	Sep 16, 2016	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	PRIME CAPITAL FINANCIAL	Jul 1, 2019	Jul 26, 2019	25	Firm change	Other
EDELMAN FINANCIAL ENGINES	UNITED CAPITAL FINANCIAL ADVISORS	Jul 26, 2018	Sep 6, 2018	42	Firm change	RIA to RIA
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 16, 2016	Aug 1, 2016	-46	Firm change after gap	Other

Relationships

Registered with (5)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Jul 26, 2019 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 6, 2018 to Jul 1, 2019factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Jul 26, 2018factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Aug 1, 2016 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Sep 8, 2006 to Sep 16, 2016factForm ADV

Dated events

No dated event names this entity yet.