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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DUET ALTERNATIVE INVESTMENTS (USA) LIMITED

CRD 112262

NEW YORK, NY

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Search this name across graphsid dfx:ria:4160887f-766e-658d-a221-335e77c87981

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 1, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $174MItem 5.F on the latest filing (2013-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $174M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 2
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $175Mgross asset value as reported per fund; never fund size
SEC number: 801-61390
CRD: 112262
Filings on the tape: 3
First filed: Mar 30, 2012
Latest filed: Apr 1, 2013
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DUET ALTERNATIVE INVESTMENTS DIVERSIFIED FUND SPC	Hedge Fund	$167M	Apr 1, 2013	10	Apr 1, 2013	reported	n/a
DUET EMERGING MACRO M ASTER FUND, LIMITED	Hedge Fund	$7.6M	Apr 1, 2013	3	Apr 1, 2013	reported	n/a
DUET ALTERNATIVE INVESTMENTS MULTI-MANAGER FUND, L.P.	Hedge Fund	$6.8M	Nov 16, 2012	5	Mar 30, 2012	reported	n/a
DUET EMERGING MACRO FUND, L.P.	Hedge Fund	$500,000	Apr 1, 2013	1	Apr 1, 2013	reported	021-192268

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE CANDIA, ERIC	CEO & EQUITY OWNER	C	yes	07/2010	Mar 30, 2012	Apr 1, 2013
DE CANDIA, ERIC	Director	Na	yes	12/2011	Mar 30, 2012	Apr 1, 2013
DUET ALTERNATIVE INVESTMENTS LIMITED	PARENT COMPANY	E	yes	11/2000	Mar 30, 2012	Apr 1, 2013
GABAY, HENRY, ISAK	EQUITY OWNER	C	yes	03/2012	Mar 30, 2012	Apr 1, 2013
SCHIBL, ALAIN, LUDWIG	EQUITY OWNER	C	yes	03/2012	Nov 16, 2012	Apr 1, 2013
DUET GROUP LIMITED	EQUITY OWNER	D	no	02/2100	Mar 30, 2012	Apr 1, 2013
DUET SMYRNA LIMITED	EQUITY OWNER	D	no	02/2010	Mar 30, 2012	Apr 1, 2013
GABAY, HENRY, ISAK	Director	Na	no	05/2009	Mar 30, 2012	Apr 1, 2013
HOTE, RAPHAEL, JOSEPH	Director	Na	no	12/2011	Mar 30, 2012	Apr 1, 2013
KHIMJI, KARIM, KABIRDIN	Director	Na	no	12/2011	Mar 30, 2012	Apr 1, 2013
SANDO, TUE	CHIEF COMPLIANCE OFFICER	Na	no	03/2009	Mar 30, 2012	Apr 1, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DUET ASSET MANAGEMENT LTD.	n/a	Former SEC adviser	$365M	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS (UK) LTD	n/a	n/a	n/a	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS MALTA LIMITED	n/a	n/a	n/a	N	yes	n/a
DUET CAPITAL PARTNERS 1 LIMITED	n/a	n/a	n/a	N	yes	n/a
DUET MENA LIMITED	n/a	n/a	n/a	N	yes	n/a
DUET PRIVATE EQUITY LIMITED	n/a	n/a	n/a	N	yes	n/a
DUET REAL ESTATE PARTNERS 1 LTD	n/a	n/a	n/a	N	yes	n/a
DUET USA ASSET MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
ERED INVESTMENT ADVISER LLP	n/a	n/a	n/a	N	yes	n/a
EUROPEAN REAL ESTATE DEBT FUND (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
EUROPEAN REAL ESTATE DEBT FUND (SLI) LIMITED	n/a	n/a	n/a	N	yes	n/a
VALE GP LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 1, 2013	$174M	$174M	4	3	n/a	3	$175M
2011	Mar 30, 2012	$194M	$194M	n/a	n/a	n/a	1	$6.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$174M	$194M	-10.1%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ DUET ASSET MANAGEMENT LTD.Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (4)

→ DUET EMERGING MACRO M ASTER FUND, LIMITEDPrivate fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ DUET EMERGING MACRO FUND, L.P.Private fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ DUET ALTERNATIVE INVESTMENTS DIVERSIFIED FUND SPCPrivate fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ DUET ALTERNATIVE INVESTMENTS MULTI-MANAGER FUND, L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (4)

← GABAY, HENRY, ISAKOwnerEQUITY OWNER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← SCHIBL, ALAIN, LUDWIGOwnerEQUITY OWNER, ownership code C, individual
Nov 16, 2012 to presentfactForm ADV
← DE CANDIA, ERICOwnerCEO & EQUITY OWNER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← DUET ALTERNATIVE INVESTMENTS LIMITEDOwnerPARENT COMPANY, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Owns (6)

← GABAY, HENRY, ISAKOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SANDO, TUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← KHIMJI, KARIM, KABIRDINOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HOTE, RAPHAEL, JOSEPHOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← DUET GROUP LIMITEDOwnerEQUITY OWNER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV
← DUET SMYRNA LIMITEDOwnerEQUITY OWNER, ownership code D, foreign entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4160887f-766e-658d-a221-335e77c87981
First observed: Mar 30, 2012
Last observed: Apr 1, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DUET ALTERNATIVE INVESTMENTS (USA) LIMITED

CRD 112262

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4160887f-766e-658d-a221-335e77c87981

Data as of Apr 1, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:44 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DUET ALTERNATIVE INVESTMENTS DIVERSIFIED FUND SPC

Hedge Fund

$167M

Apr 1, 2013

reported

n/a

DUET EMERGING MACRO M ASTER FUND, LIMITED

Hedge Fund

$7.6M

Apr 1, 2013

reported

n/a

DUET ALTERNATIVE INVESTMENTS MULTI-MANAGER FUND, L.P.

Hedge Fund

$6.8M

Nov 16, 2012

Mar 30, 2012

reported

n/a

DUET EMERGING MACRO FUND, L.P.

Hedge Fund

$500,000

Apr 1, 2013

reported

021-192268

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE CANDIA, ERIC

CEO & EQUITY OWNER

yes

07/2010

Mar 30, 2012

Apr 1, 2013

DE CANDIA, ERIC

Director

yes

12/2011

Mar 30, 2012

Apr 1, 2013

DUET ALTERNATIVE INVESTMENTS LIMITED

PARENT COMPANY

yes

11/2000

Mar 30, 2012

Apr 1, 2013

GABAY, HENRY, ISAK

EQUITY OWNER

yes

03/2012

Mar 30, 2012

Apr 1, 2013

SCHIBL, ALAIN, LUDWIG

EQUITY OWNER

yes

03/2012

Nov 16, 2012

Apr 1, 2013

DUET GROUP LIMITED

EQUITY OWNER

02/2100

Mar 30, 2012

Apr 1, 2013

DUET SMYRNA LIMITED

EQUITY OWNER

02/2010

Mar 30, 2012

Apr 1, 2013

GABAY, HENRY, ISAK

Director

05/2009

Mar 30, 2012

Apr 1, 2013

HOTE, RAPHAEL, JOSEPH

Director

12/2011

Mar 30, 2012

Apr 1, 2013

KHIMJI, KARIM, KABIRDIN

Director

12/2011

Mar 30, 2012

Apr 1, 2013

SANDO, TUE

CHIEF COMPLIANCE OFFICER

03/2009

Mar 30, 2012

Apr 1, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DUET ASSET MANAGEMENT LTD.

n/a

Former SEC adviser

$365M

yes

n/a

DUET ALTERNATIVE INVESTMENTS (AUSTRALIA) PTY LTD

n/a

yes

n/a

DUET ALTERNATIVE INVESTMENTS (UK) LTD

n/a

yes

n/a

DUET ALTERNATIVE INVESTMENTS LLC

n/a

yes

n/a

DUET ALTERNATIVE INVESTMENTS MALTA LIMITED

n/a

yes

n/a

DUET CAPITAL PARTNERS 1 LIMITED

n/a

yes

n/a

DUET MENA LIMITED

n/a

yes

n/a

DUET PRIVATE EQUITY LIMITED

n/a

yes

n/a

DUET REAL ESTATE PARTNERS 1 LTD

n/a

yes

n/a

DUET USA ASSET MANAGEMENT LLC

n/a

yes

n/a

ERED INVESTMENT ADVISER LLP

n/a

yes

n/a

EUROPEAN REAL ESTATE DEBT FUND (GP) LIMITED

n/a

yes

n/a

EUROPEAN REAL ESTATE DEBT FUND (SLI) LIMITED

n/a

yes

n/a

VALE GP LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 1, 2013

$174M

n/a

$175M

2011

Mar 30, 2012

$194M

n/a

$6.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$174M

$194M

-10.1%

n/a