DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DUET ASSET MANAGEMENT LTD.

CRD 140642

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b34cc4e-6e56-ad61-68f6-4003cdb205c0

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Mar 29, 2019
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

DUET ASSET MANAGEMENT LTD.

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $365MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $365M
Private client RAUM: $8.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 20
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $56.7Mgross asset value as reported per fund; never fund size
SEC number: 801-66742
CRD: 140642
Filings on the tape: 14
First filed: Mar 30, 2012
Latest filed: Mar 29, 2019
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DUET GLOBAL ENHANCED FUND LIMITED	Hedge Fund	$280M	Jan 11, 2016	8	Apr 22, 2015	dropped	n/a
DUET COMMODITIES FUND LIMITED	Hedge Fund	$267M	Aug 11, 2017	15	Mar 30, 2016	dropped	021-249742
DUET AFRICA OPPORTUNITIES FUND IC	Hedge Fund	$103M	Aug 11, 2017	14	Mar 30, 2012	dropped	021-201990
DUET GLOBAL ENDOWMENT FUND	Hedge Fund	$76.0M	Aug 11, 2017	1	Mar 30, 2016	dropped	021-252991
DUET VICTOIRE AFRICA INDEX FUND - US DOLLAR SHARE CLASS IC	Hedge Fund	$55.8M	Mar 29, 2019	10	Mar 29, 2019	reported	021-202267
DUET GLOBAL PLUS FUND LIMITED	Hedge Fund	$46.0M	Apr 14, 2016	4	Mar 28, 2013	dropped	021-195473
DUET NATURAL RESOURCES FUND LIMITED	Hedge Fund	$15.3M	Aug 11, 2017	5	Mar 31, 2017	dropped	021-268521
DUET AFRICA CREDIT FUND IC	Other Private Fund	$4.9M	Jan 11, 2016	2	Apr 22, 2015	dropped	n/a
DUET GLOBAL OPPORTUNITIES FUND LIMITED	Hedge Fund	$1.6M	Apr 14, 2016	3	Mar 30, 2012	dropped	n/a
DUET GLOBAL ALPHA FUND L.P.	Hedge Fund	$959,006	Mar 29, 2019	1	Mar 28, 2018	reported	021-207083
HAMLYN LP	Hedge Fund	$339,937	Jan 11, 2016	1	Mar 31, 2014	dropped	n/a
VENTURE LP	Hedge Fund	$130,062	Jan 11, 2016	10	Mar 31, 2014	dropped	n/a
DUET ALPHA FUND LIMITED	Hedge Fund	$0	Aug 11, 2017	0	Mar 31, 2014	dropped	021-207083

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUET GROUP LIMITED	EQUITY OWNER	E	yes	02/2010	Mar 30, 2012	Mar 29, 2019
DUET SMYRNA LIMITED	EQUITY OWNER	E	yes	02/2010	Mar 30, 2012	Mar 29, 2019
GABAY, HENRY, ISAK	Director	Na	yes	01/2002	Mar 30, 2012	Mar 29, 2019
GABAY, HENRY, ISAK	EQUITY OWNER	D	yes	02/2010	Mar 30, 2012	Mar 29, 2019
PAUL, REYNOLDS, GARY	CHIEF OPERATING OFFICER	Na	yes	07/2017	Aug 11, 2017	Mar 29, 2019
CASE, ANDREW, STEWART	CHIEF COMPLIANCE OFFICER/GROUP GENERAL COUNSEL	Na	no	12/2015	Jan 11, 2016	Mar 29, 2019
HARIA, AMIT, NAVINCHANDRA	CHIEF FINANCIAL OFFICER	Na	no	02/2014	Mar 30, 2016	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DUET USA ASSET MANAGEMENT LLC	n/a	Former SEC adviser	$26.0M	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS (UK) LTD	n/a	n/a	n/a	N	yes	n/a
DUET ALTERNATIVE INVESTMENTS LTD	n/a	n/a	n/a	N	yes	n/a
DUET CAPITAL PARTNERS LIMITED	n/a	n/a	n/a	N	yes	n/a
DUET PRIVATE EQUITY LTD	n/a	n/a	n/a	N	yes	n/a
DUET REAL ESTATE PARTNERS 1 LTD	n/a	n/a	n/a	N	yes	n/a
EMERGING MARKETS INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
ERED INVESTMENT ADVISER LLP	n/a	n/a	n/a	N	yes	n/a
EUROPEAN REAL ESTATE DEBT FUND (GP) LIMITED	n/a	n/a	n/a	N	yes	n/a
EUROPEAN REAL ESTATE DEBT FUND (SLI) LIMITED	n/a	n/a	n/a	N	yes	n/a
FIDUS INVAG	n/a	n/a	n/a	Y	yes	n/a
GLOBAL EQUITY TRADING SOLUTIONS LIMITED	n/a	n/a	n/a	N	yes	n/a
LEO FUND MANAGERS LIMITED	n/a	n/a	n/a	Y	yes	n/a
MERIT CAPITAL NV	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$365M	$365M	22	5	1	2	$56.7M
2017	Apr 30, 2018	$447M	$447M	30	7	1	1	$2.2M
2016	Mar 31, 2017	$763M	$763M	43	17	n/a	5	$461M
2015	Mar 30, 2016	$2.6B	$2.6B	51	21	n/a	6	$1.2B
2014	Apr 22, 2015	$2.2B	$2.2B	48	19	n/a	8	$1.0B
2013	Mar 31, 2014	$2.1B	$2.1B	42	19	n/a	6	$719M
2012	Mar 28, 2013	$1.2B	$1.2B	40	20	n/a	3	$309M
2011	Mar 30, 2012	$1.2B	$1.2B	n/a	n/a	n/a	2	$314M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$365M	$447M	-18.3%	$2.6B	-48.1%	22	30	1	1

Relationships

Affiliated with (4)

→ DUET USA ASSET MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← DUET ALTERNATIVE INVESTMENTS (UK) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← DUET USA ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← DUET ALTERNATIVE INVESTMENTS (USA) LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (13)

→ DUET VICTOIRE AFRICA INDEX FUND - US DOLLAR SHARE CLASS ICPrivate fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ DUET GLOBAL ALPHA FUND L.P.Private fundHedge Fund, IA
Mar 28, 2018 to presentfactForm ADV
→ DUET AFRICA OPPORTUNITIES FUND ICPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 11, 2017factForm ADV
→ DUET COMMODITIES FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2016 to Aug 11, 2017factForm ADV
→ DUET GLOBAL ENDOWMENT FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2016 to Aug 11, 2017factForm ADV
→ DUET ALPHA FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Aug 11, 2017factForm ADV
→ DUET NATURAL RESOURCES FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2017 to Aug 11, 2017factForm ADV
→ DUET GLOBAL OPPORTUNITIES FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Apr 14, 2016factForm ADV
→ DUET GLOBAL PLUS FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Apr 14, 2016factForm ADV
→ HAMLYN LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Jan 11, 2016factForm ADV
→ DUET AFRICA CREDIT FUND ICPrivate fundOther Private Fund, IA, no longer reported
Apr 22, 2015 to Jan 11, 2016factForm ADV
→ DUET GLOBAL ENHANCED FUND LIMITEDPrivate fundHedge Fund, IA, no longer reported
Apr 22, 2015 to Jan 11, 2016factForm ADV
→ VENTURE LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Jan 11, 2016factForm ADV

Controls (4)

← GABAY, HENRY, ISAKOwnerEQUITY OWNER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← PAUL, REYNOLDS, GARYOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 11, 2017 to presentfactForm ADV
← DUET GROUP LIMITEDOwnerEQUITY OWNER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← DUET SMYRNA LIMITEDOwnerEQUITY OWNER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← CASE, ANDREW, STEWARTOwnerCHIEF COMPLIANCE OFFICER/GROUP GENERAL COUNSEL, ownership code NA, individual
Jan 11, 2016 to presentfactForm ADV
← HARIA, AMIT, NAVINCHANDRAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 28, 2018
Regulatory AUM changed
Duet Asset Management Ltd. reported RAUM $446.8M, down 40% from $739.3M (2017-08-11 to 2018-03-28)
Form ADVobserved 6 days ago
$-292M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b34cc4e-6e56-ad61-68f6-4003cdb205c0
First observed: Mar 30, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DUET ASSET MANAGEMENT LTD.

CRD 140642

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b34cc4e-6e56-ad61-68f6-4003cdb205c0

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DUET GLOBAL ENHANCED FUND LIMITED

Hedge Fund

$280M

Jan 11, 2016

Apr 22, 2015

dropped

n/a

DUET COMMODITIES FUND LIMITED

Hedge Fund

$267M

Aug 11, 2017

Mar 30, 2016

dropped

021-249742

DUET AFRICA OPPORTUNITIES FUND IC

Hedge Fund

$103M

Aug 11, 2017

Mar 30, 2012

dropped

021-201990

DUET GLOBAL ENDOWMENT FUND

Hedge Fund

$76.0M

Aug 11, 2017

Mar 30, 2016

dropped

021-252991

DUET VICTOIRE AFRICA INDEX FUND - US DOLLAR SHARE CLASS IC

Hedge Fund

$55.8M

Mar 29, 2019

reported

021-202267

DUET GLOBAL PLUS FUND LIMITED

Hedge Fund

$46.0M

Apr 14, 2016

Mar 28, 2013

dropped

021-195473

DUET NATURAL RESOURCES FUND LIMITED

Hedge Fund

$15.3M

Aug 11, 2017

Mar 31, 2017

dropped

021-268521

DUET AFRICA CREDIT FUND IC

Other Private Fund

$4.9M

Jan 11, 2016

Apr 22, 2015

dropped

n/a

DUET GLOBAL OPPORTUNITIES FUND LIMITED

Hedge Fund

$1.6M

Apr 14, 2016

Mar 30, 2012

dropped

n/a

DUET GLOBAL ALPHA FUND L.P.

Hedge Fund

$959,006

Mar 29, 2019

Mar 28, 2018

reported

021-207083

HAMLYN LP

Hedge Fund

$339,937

Jan 11, 2016

Mar 31, 2014

dropped

n/a

VENTURE LP

Hedge Fund

$130,062

Jan 11, 2016

Mar 31, 2014

dropped

n/a

DUET ALPHA FUND LIMITED

Hedge Fund

Aug 11, 2017

Mar 31, 2014

dropped

021-207083

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUET GROUP LIMITED

EQUITY OWNER

yes

02/2010

Mar 30, 2012

Mar 29, 2019

DUET SMYRNA LIMITED

EQUITY OWNER

yes

02/2010

Mar 30, 2012

Mar 29, 2019

GABAY, HENRY, ISAK

Director

yes

01/2002

Mar 30, 2012

Mar 29, 2019

GABAY, HENRY, ISAK

EQUITY OWNER

yes

02/2010

Mar 30, 2012

Mar 29, 2019

PAUL, REYNOLDS, GARY

CHIEF OPERATING OFFICER

yes

07/2017

Aug 11, 2017

Mar 29, 2019

CASE, ANDREW, STEWART

CHIEF COMPLIANCE OFFICER/GROUP GENERAL COUNSEL

12/2015

Jan 11, 2016

Mar 29, 2019

HARIA, AMIT, NAVINCHANDRA

CHIEF FINANCIAL OFFICER

02/2014

Mar 30, 2016

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DUET USA ASSET MANAGEMENT LLC

n/a

Former SEC adviser

$26.0M

yes

n/a

DUET ALTERNATIVE INVESTMENTS (UK) LTD

n/a

yes

n/a

DUET ALTERNATIVE INVESTMENTS LTD

n/a

yes

n/a

DUET CAPITAL PARTNERS LIMITED

n/a

yes

n/a

DUET PRIVATE EQUITY LTD

n/a

yes

n/a

DUET REAL ESTATE PARTNERS 1 LTD

n/a

yes

n/a

EMERGING MARKETS INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

ERED INVESTMENT ADVISER LLP

n/a

yes

n/a

EUROPEAN REAL ESTATE DEBT FUND (GP) LIMITED

n/a

yes

n/a

EUROPEAN REAL ESTATE DEBT FUND (SLI) LIMITED

n/a

yes

n/a

FIDUS INVAG

n/a

yes

n/a

GLOBAL EQUITY TRADING SOLUTIONS LIMITED

n/a

yes

n/a

LEO FUND MANAGERS LIMITED

n/a

yes

n/a

MERIT CAPITAL NV

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$365M

$56.7M

2017

Apr 30, 2018

$447M

$2.2M

2016

Mar 31, 2017

$763M

n/a

$461M

2015

Mar 30, 2016

$2.6B

n/a

$1.2B

2014

Apr 22, 2015

$2.2B

n/a

$1.0B

2013

Mar 31, 2014

$2.1B

n/a

$719M

2012

Mar 28, 2013

$1.2B

n/a

$309M

2011

Mar 30, 2012

$1.2B

n/a

$314M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$365M

$447M

-18.3%

$2.6B

-48.1%