This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 23, 2020

First registration

Nov 23, 2020

Dual registered

yes, broker-dealer

Other names

Karen Matters|Karen LeDonne|Karen Venneri

IAPD individual key

7230897

• Occurred

  Sep 19, 2024
  Advisor changed firm

  Karen Ann Venneri left Pnc Wealth Management for Ubs Financial Services Inc. (registered 2024-09-25)

  Form ADVobserved 3 days ago
• Occurred

  May 6, 2024
  Advisor changed firm

  Karen Ann Venneri left Janney Montgomery Scott Llc for Pnc Wealth Management (registered 2024-05-09)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4163c2cf-e5b9-58d7-e52b-1bd00159e2ea

First observed

Nov 23, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.