RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•• V••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Sep 25, 2024 · Sewickley, Pa
- P•• W••••• M••••••••• BD affiliatedMay 9, 2024 to Sep 19, 2024 · Wexford, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedNov 23, 2020 to May 6, 2024 · Sewickley (Wexford), Pa
- P•• W••••• M••••••••• to U•• F•••••••• S••••••• I•••left Sep 19, 2024, registered Sep 25, 2024 (6 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• M••••••••• S•••• L•• to P•• W••••• M•••••••••left May 6, 2024, registered May 9, 2024 (3 days) · Affiliated broker-dealer or bank to another
- K•••• A•• V•••••• left P•• W••••• M••••••••• for U•• F•••••••• S••••••• I••• (registered 2024-09-25)Sep 19, 2024 · Advisor changed firm · fact
- K•••• A•• V•••••• left J••••• M••••••••• S•••• L•• for P•• W••••• M••••••••• (registered 2024-05-09)May 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address