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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Jason Lewis

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:4163f498-faaa-6930-1f36-e4d47e13b86c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jul 31, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 28, 2006
First registration: Jul 31, 2006
Dual registered: yes, broker-dealer
Other names: JASON AARON LEWIS
IAPD individual key: 5110759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 17, 2025	n/a	yes	SAN DIEGO, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 14, 2025	Dec 10, 2025	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 28, 2025	Jul 14, 2025	no	SAN DIEGO, CA\|FORT MILL, SC	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 24, 2020	Jul 14, 2025	no	SAN DIEGO, CA\|SAN DIEGO, CA\|Sandy, UT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 19, 2018	no	SOUTH JORDAN, UT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SOUTH JORDAN, UT\|SOUTH JORDAN, UT	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 4, 2006	Apr 2, 2007	no	WEST VALLEY CITY, UT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 31, 2006	Oct 25, 2006	no	MIDVALE, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Dec 10, 2025	Jul 17, 2025	-146	Firm change after gap	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Jul 14, 2025	May 28, 2025	-47	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Jul 14, 2025	Jul 14, 2025	0	Firm change	Ibd to ibd
MORGAN STANLEY	CUSO FINANCIAL SERVICES, L.P.	Nov 19, 2018	Jan 24, 2020	431	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY DW INC.	Oct 25, 2006	Dec 4, 2006	40	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:6413:CA:2025-12-10	Dec 10, 2025	Jul 17, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 28, 2025 to Jul 14, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 14, 2025 to Dec 10, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 19, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 4, 2006 to Apr 2, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 31, 2006 to Oct 25, 2006factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
Jason Lewis left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2025-07-17)
Form ADVobserved 5 days ago
Occurred
Jul 14, 2025
Advisor changed firm
Jason Lewis left Lpl Financial Llc for Cuso Financial Services, L.P. (registered 2025-07-14)
Form ADVobserved 5 days ago
Occurred
Jul 14, 2025
Advisor changed firm
Jason Lewis left Cuso Financial Services, L.P. for Lpl Financial Llc (registered 2025-05-28)
Form ADVobserved 5 days ago