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Advisor at LUMIERE BAY
CAROLINA, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LUMIERE BAY | State registered | Jul 21, 2020 | n/a | yes | CAROLINA, PR | Current employment |
| SANTANDER ASSET MANAGEMENT | Former SEC adviser | Sep 17, 2012 | Oct 3, 2019 | no | GUAYNABO, PR | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Mar 25, 2010 | Aug 15, 2014 | no | San Juan, PR|GUAYNABO, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SANTANDER ASSET MANAGEMENT | LUMIERE BAY | Oct 3, 2019 | Jul 21, 2020 | 292 | Firm change | Other |
| SANTANDER SECURITIES | SANTANDER ASSET MANAGEMENT | Aug 15, 2014 | Sep 17, 2012 | -697 | Firm change after gap | Other |