DFX Intelligence

K•••• L• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

K•••• L• M•••••••

Advisor at W••••• M••• E••••••••• I•••

Wake Forest, NC | PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4187dde5-f36c-a733-0087-df85b85149eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••• E••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••• E••••••••• I•••	Independent wealth	Jan 15, 2026	n/a	yes	PHILADELPHIA, PA\|Wake Forest, NC	Current employment
W••••• M••• E••••••••• I•••	Independent wealth	Oct 15, 2025	Dec 31, 2025	no	Wake Forest, NC\|PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	W••••• M••• E••••••••• I•••	Jul 18, 2018	Oct 15, 2025	2,646	Firm change after gap	Ibd to RIA
C•••••• O•• A•••••••• L••	C•••••••• G••••• M•••••• I•••	Dec 13, 2016	Jan 12, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
136865:7059:VA:2016-11-29	Dec 13, 2016	Jan 12, 2017	MCLEAN, VA	Firm change

Relationships

Registered with (4)

→ W••••• M••• E••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2025 to Dec 31, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 12, 2017 to Jul 18, 2018factForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Jun 17, 2015 to Dec 13, 2016factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4187dde5-f36c-a733-0087-df85b85149eb
First observed: Sep 8, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.