RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L• M•••••••
- W••••• M••• E••••••••• I••• independent RIA currentsince Jan 15, 2026 · Philadelphia, Pa
- W••••• M••• E••••••••• I••• independent RIAOct 15, 2025 to Dec 31, 2025 · Wake Forest, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 12, 2017 to Jul 18, 2018 · Long Island City, Ny
- C•••••• O•• A•••••••• L•• formerJun 17, 2015 to Dec 13, 2016 · Bronx, Ny
- E••••• J•••• national BDSep 8, 2014 to Jun 4, 2015 · Maryland Heights, Mo
- C•••••••• G••••• M•••••• I••• to W••••• M••• E••••••••• I•••left Jul 18, 2018, registered Oct 15, 2025 (2646 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• O•• A•••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 13, 2016, registered Jan 12, 2017 (30 days) · Other · moved with a team
- E••••• J•••• to C•••••• O•• A•••••••• L••left Jun 4, 2015, registered Jun 17, 2015 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address