This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ST. GERMAIN INVESTMENT MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2016earliest registration or exam on IAPD

Years in industry

9derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 1, 2021

First registration

Jun 14, 2021

Dual registered

no

IAPD individual key

7122610

• Occurred

  Dec 9, 2024
  Advisor changed firm

  Steven James Tynan left Citizens Securities, Inc. for St. Germain Investment Management (registered 2025-01-02)

  Form ADVobserved 4 days ago
• Occurred

  Sep 3, 2024
  Advisor changed firm

  Steven James Tynan left Raymond James & Associates, Inc. for Citizens Securities, Inc. (registered 2024-08-28)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:41896d3b-52ee-0c53-db5f-91028093fa56

First observed

Jun 14, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.