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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL JAMES BLACK

Advisor at BRIGHTON SECURITIES CORP.

ROCHESTER, NY | Huntersville, NC

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Search this name across graphsid dfx:ria:418d9e0a-bfa8-850b-fbb7-aa1c1cb8d097

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRIGHTON SECURITIES CORP.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: Jul 17, 1997
First registration: Aug 10, 2004
Dual registered: yes, broker-dealer
Other names: Mike Black
IAPD individual key: 2891368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRIGHTON SECURITIES CORP.	Independent wealth	Jan 19, 2022	n/a	yes	Huntersville, NC\|ROCHESTER, NY	Current employment
BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.	Former SEC adviser	Jun 28, 2021	Dec 31, 2021	no	Charlotte, NC\|ROCHESTER, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Mar 15, 2021	Jun 30, 2021	no	Charlotte, NC\|Syracuse, NY	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 14, 2020	Mar 23, 2021	no	Charlotte, NC	Previous registration
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Jun 21, 2016	Sep 14, 2020	no	SEATTLE, WA\|Seattle, WA\|SEATTLE, WA\|Charlotte, NC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 6, 2012	Jun 3, 2016	no	HUNTERSVILLE, NC\|HUNTERSVILLE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 10, 2004	Sep 4, 2012	no	ORMOND BEACH, FL\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.	BRIGHTON SECURITIES CORP.	Dec 31, 2021	Jan 19, 2022	19	Channel change	RIA to RIA
CADARET GRANT & CO INC	BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.	Jun 30, 2021	Jun 28, 2021	-2	Firm change	Ibd to new firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CADARET GRANT & CO INC	Mar 23, 2021	Mar 15, 2021	-8	Firm change	Ibd to ibd
EK RILEY INVESTMENTS, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 14, 2020	Sep 14, 2020	0	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EK RILEY INVESTMENTS, LLC	Jun 3, 2016	Jun 21, 2016	18	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 4, 2012	Sep 6, 2012	2	Firm change	Other

Relationships

Registered with (7)

→ BRIGHTON SECURITIES CORP.Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ BRIGHTON SECURITIES CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 28, 2021 to Dec 31, 2021factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Mar 15, 2021 to Jun 30, 2021factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 14, 2020 to Mar 23, 2021factForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 21, 2016 to Sep 14, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 6, 2012 to Jun 3, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 10, 2004 to Sep 4, 2012factForm ADV

Dated events

No dated event names this entity yet.