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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)23 years in industry

Earnest Eldon Hubbard

Advisor at SCHWAB WEALTH ADVISORY, INC.

Lone Tree, CO

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Search this name across graphsid dfx:ria:418ff147-c0d9-8540-c2a6-82bbdd67c53f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S66
First exam: Mar 6, 2003
First registration: Mar 28, 2003
Dual registered: yes, broker-dealer
Other names: Earnie Hubbard|Earnest Hubbard
IAPD individual key: 4154195

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 15, 2025	n/a	yes	Lone Tree, CO	Current employment
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Feb 15, 2018	Dec 21, 2021	no	Lone Tree, CO\|SAN FRANCISCO, CA	Previous registration
WINDHAVEN INVESTMENT MANAGEMENT, INC.	Former SEC adviser	May 8, 2017	Mar 30, 2018	no	Lone Tree, CO\|BOSTON, MA	Previous registration
THOMASPARTNERS, INC.	Former SEC adviser	Nov 14, 2014	Mar 30, 2018	no	Lone Tree, CO\|BOSTON, MA	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Oct 15, 2014	no	ENGLEWOOD, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 28, 2003	Dec 31, 2011	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB INVESTMENT ADVISORY, INC	SCHWAB WEALTH ADVISORY, INC.	Dec 21, 2021	Dec 15, 2025	1,455	Channel change	Other
THOMASPARTNERS, INC.	WINDHAVEN INVESTMENT MANAGEMENT, INC.	Mar 30, 2018	May 8, 2017	-326	Channel change	Other
WINDHAVEN INVESTMENT MANAGEMENT, INC.	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Mar 30, 2018	Feb 15, 2018	-43	Channel change	Other
SCHWAB WEALTH ADVISORY, INC.	THOMASPARTNERS, INC.	Oct 15, 2014	Nov 14, 2014	30	Channel change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104966:155138:MA:2018-03-30	Mar 30, 2018	May 8, 2017	BOSTON, MA	Firm change after gap
155138:151739:MA:2018-03-30	Mar 30, 2018	Feb 15, 2018	BOSTON, MA	Firm change after gap

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Oct 15, 2014factForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Feb 15, 2018 to Dec 21, 2021factForm ADV
→ THOMASPARTNERS, INC.Registered adviserregistration: previous registration
Nov 14, 2014 to Mar 30, 2018factForm ADV
→ WINDHAVEN INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
May 8, 2017 to Mar 30, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 28, 2003 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.