RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• E•••• H••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Dec 15, 2025 · Lone Tree, Co
- C•••••• S••••• I••••••••• A•••••••• I•• formerFeb 15, 2018 to Dec 21, 2021 · Lone Tree, Co
- W•••••••• I••••••••• M••••••••• I••• formerMay 8, 2017 to Mar 30, 2018 · Lone Tree, Co
- T••••••••• I••• formerNov 14, 2014 to Mar 30, 2018 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Oct 15, 2014 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDMar 28, 2003 to Dec 31, 2011 · Englewood, Co
- C•••••• S••••• I••••••••• A•••••••• I•• to S••••• W••••• A•••••••• I•••left Dec 21, 2021, registered Dec 15, 2025 (1455 days) · channel change inside one enterprise, not a move
- T••••••••• I••• to W•••••••• I••••••••• M••••••••• I•••left Mar 30, 2018, registered May 8, 2017 (-326 days) · channel change inside one enterprise, not a move · moved with a team
- W•••••••• I••••••••• M••••••••• I••• to C•••••• S••••• I••••••••• A•••••••• I••left Mar 30, 2018, registered Feb 15, 2018 (-43 days) · channel change inside one enterprise, not a move · moved with a team
- S••••• W••••• A•••••••• I••• to T••••••••• I•••left Oct 15, 2014, registered Nov 14, 2014 (30 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address