W••••• B•• H•••

Advisor at L••••••••• F•••••••• S••••••• I••

ROSEBURG, OR | Salem, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• F•••••••• S••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• F•••••••• S••••••• I••	Independent wealth	Sep 6, 2018	n/a	yes	Salem, OR\|ROSEBURG, OR	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	May 24, 2013	Aug 31, 2018	no	ANAHEIM, CA\|SALEM, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	L••••••••• F•••••••• S••••••• I••	Aug 31, 2018	Sep 6, 2018	6	Firm change	Ibd to RIA
C••••• A••••••• L••	C•••••••• F••••••••• I•••	May 24, 2013	May 24, 2013

Relationships

Registered with (4)

→ L••••••••• F•••••••• S••••••• I••Registered adviserregistration: current employment
Sep 6, 2018 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
May 24, 2013 to Aug 31, 2018factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 28, 2012 to May 24, 2013factForm ADV
→ P•••••• W••• F•••••••• C••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 14, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.