DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
SUGAR LAND, TX | RICHMOND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | RICHMOND, TX|SUGAR LAND, TX | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 4, 2025 | Mar 31, 2025 | no | SUGAR LAND, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 5, 2024 | Nov 7, 2024 | no | SUGAR LAND, TX|MISSOURI CITY, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 28, 2018 | May 29, 2024 | no | HOUSTON, TX|Houston, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|CYPRESS, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Nov 7, 2024 | Feb 4, 2025 | 89 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | May 29, 2024 | Jun 5, 2024 | 7 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:288590:TX:2024-11-07 | Nov 7, 2024 | Feb 4, 2025 | MISSOURI CITY, TX | Firm change |
| 7691:6413:TX:2024-05-29 | May 29, 2024 | Jun 5, 2024 | HOUSTON, TX | Firm change |