DFX Intelligence

M••••• B••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M••••• B••••••• O•••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | ROCKVILLE, MD

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Search this name across graphsid dfx:ria:41a1c6c5-b0d0-898e-2022-9716b62b7d74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 2, 2026	n/a	yes	ROCKVILLE, MD\|NEW YORK, NY	Current employment
S•• C•••••• M••••••••• C•	Former SEC adviser	Aug 8, 2013	Jan 23, 2026	no	ROCKVILLE, MD\|Alpine, NJ\|Tenafly, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• C•••••• M••••••••• C•	C••••• P••••••• L••	Jan 23, 2026	Jan 2, 2026	-21	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ S•• C•••••• M••••••••• C•Registered adviserregistration: previous registration
Aug 8, 2013 to Jan 23, 2026factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41a1c6c5-b0d0-898e-2022-9716b62b7d74
First observed: Aug 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.