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Advisor at LPL FINANCIAL LLC
FLORENCE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 18, 2022 | n/a | yes | FLORENCE, SC | Current employment |
| CANTELLA & CO., INC. | Former SEC adviser | Mar 30, 2011 | Nov 7, 2022 | no | Florence, SC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 12, 2008 | Apr 1, 2010 | no | GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTELLA & CO., INC. | LPL FINANCIAL LLC | Nov 7, 2022 | Oct 18, 2022 | -20 | Firm change | Ibd to RIA |
| EQUITABLE ADVISORS, LLC | CANTELLA & CO., INC. | Apr 1, 2010 | Mar 30, 2011 | 363 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13905:6413:SC:2022-10-26 | Nov 7, 2022 | Oct 18, 2022 | FLORENCE, SC | Firm change |