RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• B•••••• G••••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 18, 2022 · Florence, Sc
- C••••••• • C••• I••• formerMar 30, 2011 to Nov 7, 2022 · Florence, Sc
- E•••••••• A•••••••• L•• national BDAug 12, 2008 to Apr 1, 2010 · Greenville, Sc
- C••••••• • C••• I••• to L•• F•••••••• L••left Nov 7, 2022, registered Oct 18, 2022 (-20 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E•••••••• A•••••••• L•• to C••••••• • C••• I•••left Apr 1, 2010, registered Mar 30, 2011 (363 days) · Other
- M•••• B•••••• G•••••••• left C••••••• • C••• I••• for L•• F•••••••• L•• (registered 2022-10-18)Nov 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address