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Advisor at GRANTVEST FINANCIAL GROUP LLC
MATAWAN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRANTVEST FINANCIAL GROUP LLC | Independent wealth | Apr 12, 2021 | n/a | yes | MATAWAN, NJ | Current employment |
| CALTON & ASSOCIATES, INC. | Independent wealth | Mar 19, 2018 | Apr 12, 2021 | no | MATAWAN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 6, 2015 | Mar 20, 2018 | no | UNION, NJ|UNION, NJ|CLARK, NJ|SPRINGFIELD, NJ|ISELIN, NJ|SPRINGFIELD, NJ | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 21, 2013 | Oct 7, 2015 | no | Middletown, NJ|FREEHOLD, NJ|MATAWAN, NJ|DEAL, NJ|BRADLEY BEACH, NJ|MONROE, NJ|MATAWAN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 29, 2011 | Feb 21, 2013 | no | Morristown, NJ | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Apr 12, 2010 | May 10, 2011 | no | FLORHAM PARK, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 26, 2010 | no | Morristown, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 19, 2008 | Jun 1, 2009 | no | NEW BRUNSWICK, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 13, 2006 | Jul 31, 2007 | no | E. BRUNSWICK, NJ|EAST BRUNSWICK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CALTON & ASSOCIATES, INC. | GRANTVEST FINANCIAL GROUP LLC | Apr 12, 2021 | Apr 12, 2021 | 0 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CALTON & ASSOCIATES, INC. | Mar 20, 2018 | Mar 19, 2018 | -1 | Firm change | Wirehouse to RIA |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 7, 2015 | Nov 6, 2015 | 30 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Feb 21, 2013 | Feb 21, 2013 | 0 | Firm change | Wirehouse to wirehouse |
| OPPENHEIMER & CO. INC. | MORGAN STANLEY | May 10, 2011 | Jul 29, 2011 | 80 | Firm change | Other |
| MORGAN STANLEY | OPPENHEIMER & CO. INC. | Apr 26, 2010 | Apr 12, 2010 | -14 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIGROUP GLOBAL MARKETS INC. | Jul 31, 2007 | Feb 19, 2008 | 203 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20999:310272:NJ:2021-04-12 | Apr 12, 2021 | Apr 12, 2021 | MATAWAN, NJ | Firm change |