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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PGI WEALTH MANAGEMENT

PHILIP JAMES WEALTH MANAGEMENT, LLC, CRD 297517

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41b0e529-1d1f-9ef4-e499-69552df3609c

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Oct 16, 2020 to May 11, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $931MItem 5.F on the latest filing (2026-05-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $926M
Private client RAUM: $887MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $133Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 7
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 1,235
Individual clients: 304
High net worth clients: 193
Custody, client assets: $51.6M
SEC number: 801-119808
CRD: 297517
Filings on the tape: 28
First filed: Oct 16, 2020
Latest filed: May 11, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
NICHOLAS WARD MCELROY	n/a	TAMPA, FL \| ALPHARETTA, GA	8	13	2	no
TODD WILLIAM MCELROY	n/a	ALPHARETTA, GA \| FRANKLIN, TN	8	23	1	no
RUBEN VICTOR ROZENTAL	n/a	ALPHARETTA, GA \| CORAL GABLES, FL	6	41	3	no
Dustin Mitchell Dorhout	n/a	ALPHARETTA, GA	4	12	2	no
CYNTHIA LYNN HUNT	n/a	HUNTSVILLE, AL \| ALPHARETTA, GA	4	44	n/a	no
DAVID GREGORY PARKINSON	Chartered Financial Analyst	ALPHARETTA, GA \| ORANGE, VA	2	33	1	no
KATIE M WHITE	Certified Financial Planner	RIVERVIEW, FL \| ALPHARETTA, GA	0	24	7	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Dorhout, Dustin, Mitchell	CHIEF INVESTMENT OFFICER	B	yes	01/2023	May 11, 2026	May 11, 2026
HINES, BRION, RYDEN	DIRECTOR OF OPERATIONS	B	yes	01/2022	May 11, 2026	May 11, 2026
MCELROY, NICHOLAS, WARD	CCO & MANAGING MEMBER	C	yes	07/2018	May 11, 2026	May 11, 2026
MCELROY, TODD, WILLIAM	MANAGING MEMBER	C	yes	07/2018	May 11, 2026	May 11, 2026
JACKLITCH, DEAN	Investor	A	no	09/2020	May 11, 2026	May 11, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Riverview	FL	United States	3	no
Plantation	FL	United States	2	no
Huntsville	Al	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$931M	$926M	9	7	6	n/a	n/a
2024	Mar 12, 2025	$932M	$932M	10	8	6	n/a	n/a
2023	Mar 5, 2024	$211M	$211M	8	7	2	n/a	n/a
2022	Mar 28, 2023	$258M	$183M	8	8	4	n/a	n/a
2021	Mar 24, 2022	$293M	$215M	7	7	3	n/a	n/a
2020	Mar 31, 2021	$221M	$138M	7	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	14.3%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$931M	$932M	-0.2%	$258M	53.5%	9	10	6	6

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRINCIPAL SECURITIES, INC.	2	Sep 4, 2018	Aug 28, 2018	MINNETONKA, MN	Team lift out	Ibd to RIA	0.2%

Relationships

Registered with (8)

← KATIE M WHITEAdvisorregistration: current employment
Dec 16, 2025 to presentfactForm ADV
← DAVID GREGORY PARKINSONAdvisorregistration: current employment
Jul 1, 2024 to presentfactForm ADV
← CYNTHIA LYNN HUNTAdvisorregistration: current employment
Feb 1, 2022 to presentfactForm ADV
← Dustin Mitchell DorhoutAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← RUBEN VICTOR ROZENTALAdvisorregistration: current employment
Mar 11, 2020 to presentfactForm ADV
← TODD WILLIAM MCELROYAdvisorregistration: current employment
Aug 28, 2018 to presentfactForm ADV
← NICHOLAS WARD MCELROYAdvisorregistration: current employment
Aug 21, 2018 to presentfactForm ADV
← ERIN ELIZABETH MARTINAdvisorregistration: previous registration
Oct 30, 2020 to May 11, 2026factForm ADV

Controls (4)

← MCELROY, TODD, WILLIAMOwnerMANAGING MEMBER, ownership code C, individual
Oct 16, 2020 to Jul 22, 2024factForm ADV
← MCELROY, NICHOLAS, WARDOwnerCCO & MANAGING MEMBER, ownership code C, individual
Oct 16, 2020 to Jul 22, 2024factForm ADV
← Dorhout, Dustin, MitchellOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 28, 2023 to Jul 22, 2024factForm ADV
← HINES, BRION, RYDENOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 28, 2023 to Jul 22, 2024factForm ADV

Owns (1)

← JACKLITCH, DEANOwnerINVESTOR, ownership code A, individual
Oct 16, 2020 to Jul 22, 2024factForm ADV

Moved with (1)

← PRINCIPAL SECURITIES, INC.Registered adviser2 advisors, team lift out, same day
Sep 4, 2018 to Aug 28, 2018factForm ADV

Dated events

Occurred
May 11, 2026
Advisor changed firm
Erin Elizabeth Martin left Pgi Wealth Management for Mrp Advisors, Llc (registered 2026-03-03)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2024
Regulatory AUM changed
Pgi Wealth Management reported RAUM $934.4M, up 343% from $211.1M (2024-06-27 to 2024-07-22)
Form ADVobserved 4 days ago
$723M
Occurred
Mar 28, 2023
Control person joined
Mitchell Dustin Dorhout (Chief Investment Officer) appeared on Schedule A of Pgi Wealth Management
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Control person joined
Ryden Brion Hines (Chief Investment Officer) appeared on Schedule A of Pgi Wealth Management
Form ADVobserved 4 days ago
Occurred
Oct 16, 2020
First Form ADV filing
Pgi Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41b0e529-1d1f-9ef4-e499-69552df3609c
First observed: Oct 16, 2020
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PGI WEALTH MANAGEMENT

PHILIP JAMES WEALTH MANAGEMENT, LLC, CRD 297517

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41b0e529-1d1f-9ef4-e499-69552df3609c

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

NICHOLAS WARD MCELROY

n/a

TAMPA, FL | ALPHARETTA, GA

TODD WILLIAM MCELROY

n/a

ALPHARETTA, GA | FRANKLIN, TN

RUBEN VICTOR ROZENTAL

n/a

ALPHARETTA, GA | CORAL GABLES, FL

Dustin Mitchell Dorhout

n/a

ALPHARETTA, GA

CYNTHIA LYNN HUNT

n/a

HUNTSVILLE, AL | ALPHARETTA, GA

n/a

DAVID GREGORY PARKINSON

Chartered Financial Analyst

ALPHARETTA, GA | ORANGE, VA

KATIE M WHITE

Certified Financial Planner

RIVERVIEW, FL | ALPHARETTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Dorhout, Dustin, Mitchell

CHIEF INVESTMENT OFFICER

yes

01/2023

May 11, 2026

HINES, BRION, RYDEN

DIRECTOR OF OPERATIONS

yes

01/2022

May 11, 2026

MCELROY, NICHOLAS, WARD

CCO & MANAGING MEMBER

yes

07/2018

May 11, 2026

MCELROY, TODD, WILLIAM

MANAGING MEMBER

yes

07/2018

May 11, 2026

JACKLITCH, DEAN

Investor

09/2020

May 11, 2026

City

State

Country

Employees

Also broker-dealer

Riverview

United States

Plantation

United States

Huntsville

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$931M

$926M

n/a

2024

Mar 12, 2025

$932M

n/a

2023

Mar 5, 2024

$211M

n/a

2022

Mar 28, 2023

$258M

$183M

n/a

2021

Mar 24, 2022

$293M

$215M

n/a

2020

Mar 31, 2021

$221M

$138M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

14.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$931M

$932M

-0.2%

$258M

53.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRINCIPAL SECURITIES, INC.

Sep 4, 2018

Aug 28, 2018

MINNETONKA, MN

Team lift out

Ibd to RIA

0.2%