DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner24 years in industry

KATIE M WHITE

Advisor at PGI WEALTH MANAGEMENT

RIVERVIEW, FL | ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:735c6377-0da1-c1db-9b00-d14ae34431bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PGI WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 18, 2002
First registration: May 30, 2003
Dual registered: no
Other names: KATIE M MALINOWSKI|KATIE M MALINOWSKI
IAPD individual key: 3114760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PGI WEALTH MANAGEMENT	Independent wealth	Dec 16, 2025	n/a	yes	RIVERVIEW, FL\|ALPHARETTA, GA	Current employment
SUTTON WEALTH ADVISORS, INC.	Former SEC adviser	Jul 6, 2022	Aug 30, 2022	no	TAMPA, FL	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Mar 31, 2022	no	ATLANTA, GA\|TAMPA, FL	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|TAMPA, FL\|TAMPA, FL\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 13, 2015	Jan 2, 2018	no	CHARLOTTE, NC\|TAMPA, FL	Previous registration
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Jun 12, 2012	Mar 27, 2015	no	TAMPA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 12, 2006	Jun 5, 2012	no	TAMPA, FL\|WESLEY CHAPEL, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 30, 2003	Oct 13, 2006	no	TAMPA, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUTTON WEALTH ADVISORS, INC.	PGI WEALTH MANAGEMENT	Aug 30, 2022	Dec 16, 2025	1,204	Firm change after gap	RIA to RIA
TRUIST ADVISORY SERVICES, INC.	SUTTON WEALTH ADVISORS, INC.	Mar 31, 2022	Jul 6, 2022	97	Firm change	Ibd to RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
JHS CAPITAL ADVISORS, LLC	BB&T INVESTMENT SERVICES, INC.	Mar 27, 2015	Apr 13, 2015	17	Firm change	Other
WELLS FARGO ADVISORS	JHS CAPITAL ADVISORS, LLC	Jun 5, 2012	Jun 12, 2012	7	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Oct 13, 2006	Oct 12, 2006	-1	Firm change	Ibd to wirehouse

Relationships

Registered with (8)

→ PGI WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ SUTTON WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jul 6, 2022 to Aug 30, 2022factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Mar 31, 2022factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 13, 2015 to Jan 2, 2018factForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 12, 2012 to Mar 27, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 12, 2006 to Jun 5, 2012factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 30, 2003 to Oct 13, 2006factForm ADV

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
Katie M White left Sutton Wealth Advisors, Inc. for Pgi Wealth Management (registered 2025-12-16)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Katie M White left Truist Advisory Services, Inc. for Sutton Wealth Advisors, Inc. (registered 2022-07-06)
Form ADVobserved 6 days ago