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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

KENNETH CHARLES DUNCAN

Advisor at WESTERN WEALTH MANAGEMENT LLC

DURANGO, CO | Durango, CO

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Search this name across graphsid dfx:ria:41c1f43f-105d-38b8-4966-da49aaea1588

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTERN WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 22, 2008
First registration: Dec 23, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5589748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 4, 2019	n/a	yes	DURANGO, CO	Current employment
WESTERN WEALTH MANAGEMENT LLC	Independent wealth	Jun 22, 2016	n/a	yes	Durango, CO	Current employment
WESTERN WEALTH MANAGEMENT LLC	Former SEC adviser	Jun 20, 2014	Jun 22, 2016	no	DURANGO, CO\|GOLDEN, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 7, 2014	no	Durango, CO	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 23, 2008	Jun 1, 2009	no	CENTENNIAL, CO\|DURANGO, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN WEALTH MANAGEMENT LLC	WESTERN WEALTH MANAGEMENT LLC	Jun 22, 2016	Jun 22, 2016	0	Bulk transfer	Other
MORGAN STANLEY	WESTERN WEALTH MANAGEMENT LLC	Jul 7, 2014	Jun 20, 2014	-17	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 4, 2019 to presentfactForm ADV
→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 22, 2016 to presentfactForm ADV
→ WESTERN WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 20, 2014 to Jun 22, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 7, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 23, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.