DFX Intelligence

S•• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S•• W••••• A•••••••• I•••

SFC ASSET MANAGEMENT INC, CRD 109129

STATE COLLEGE, PA

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Search this name across graphsid dfx:ria:41c90d9d-4cc9-c049-f02a-56b4b73036e1

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Mar 28, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $114M••• Locked
Discretionary RAUM: $100M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• J••••• D••••	VICE PRESIDENT	Na	yes	01/2006	Mar 22, 2012	Mar 28, 2016
C•••••••• J•••• J•••••	DIRECTOR / CHAIRMAN	Na	yes	01/1995	Mar 22, 2012	Mar 28, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• F•••••••• A•• C••••••• P•••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Wormleysburg	Pa	United States	n/a	no
York	Pa	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$114M	$121M	-5.5%	n/a	n/a	16	16	n/a	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
D••••• W•••••• L••	2	Apr 8, 2016	Mar 25, 2016	STATE COLLEGE, PA	Team lift out	Other	100.0%

Relationships

Controls (4)

← K•••••••• J••••• J•••••OwnerPRESIDENT, DIRECTOR, SECRETARY & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← C•••••••• J•••• J•••••OwnerDIRECTOR / CHAIRMAN, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← A••••••••• J••••• D••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 22, 2012 to presentfactForm ADV
← S•••••••• F••••••• • C•••••••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 22, 2012 to present

Dated events

Occurred
Jun 17, 2014
First Form ADV filing
Sfc Asset Management Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41c90d9d-4cc9-c049-f02a-56b4b73036e1
First observed: Mar 22, 2012
Last observed: Mar 28, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.