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CRD 174303
LANCASTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLAIR OAK INVESTMENTS, LP | GENERAL PARTNER | F | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| HAWTHORNE PARTNERS II | MANAGING MEMBER | E | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| HAWTHORNE WEALTH MANAGEMENT HOLDINGS, LLC | Owner | E | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| HENSLER, JOHN, FRANCIS | PRESIDENT/TREASURER | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| HJP ACQUISITION, LP | GENERAL PARTNER | F | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| MICHAEL, SCOTT, DOUGLAS | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| PIETRANDREA, ROBERT, ANTHONY | MEMBER OF BOARD OF MANAGERS | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| POSNER, HENRY | MEMBER OF BOARD OF MANAGERS | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| STEPHENSON, ANGELA, MICHELLE | CHIEF OPERATIONS OFFICER | A | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| WILLIAMS, THOMAS, KEITH | CHIEF EXECUTIVE OFFICER | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| WRIGHT, THOMAS, DAVID | Secretary | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| WRIGHT, THOMAS, DAVID | CHAIRMAN OF THE BOARD | Na | yes | 01/2015 | Jan 30, 2015 | Mar 28, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 1492 CAPITAL MANAGEMENT, LLC | n/a | Independent wealth | $275M | N | yes | n/a |
| FOUNDERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wyomissing | Pa | United States | 3 | no |
| Hanover | Pa | United States | 2 | no |
| York | Pa | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 24, 2023 | $1.3B | $1.3B | 23 | 18 | 5 | n/a | n/a |
| 2021 | Mar 7, 2022 | $1.5B | $1.5B | 22 | 22 | 6 | n/a | n/a |
| 2020 | Mar 4, 2021 | $1.4B | $1.4B | 25 | 22 | 4 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.3B | $1.3B | 29 | 26 | 4 | n/a | n/a |
| 2018 | Feb 25, 2019 | $1.1B | $1.1B | 25 | 23 | 5 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.1B | $1.1B | 21 | 19 | 5 | n/a | n/a |
| 2016 | Mar 28, 2017 | $1.0B | $987M | 23 | 19 | n/a | n/a | n/a |
| 2015 | Mar 15, 2016 | $837M | $799M | 23 | 15 | n/a | n/a | n/a |
| 2014 | Mar 3, 2015 | $889M | $882M | 20 | 16 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $1.3B | $1.5B | -11.0% | $1.3B | 0.4% | 23 | 22 | 5 | 6 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SAVANT WEALTH MANAGEMENT | 18 | Aug 4, 2023 | May 15, 2023 | LANCASTER, PA | Firm absorbed | RIA to RIA | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EHD ADVISORY SERVICES, INC. | 2 | Dec 6, 2019 | Dec 7, 2019 | LANCASTER, PA | Team lift out | RIA to RIA | 100.0% |
| SFC WEALTH ADVISORS, INC. | 2 | Apr 8, 2016 | Mar 25, 2016 | STATE COLLEGE, PA | Team lift out | Other | 100.0% |
| PARENTEBEARD WEALTH MANAGEMENT LLC | 11 | Feb 23, 2015 | Feb 23, 2015 | YORK, PA | Firm absorbed | Other | 100.0% |