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Advisor at LPL FINANCIAL LLC
MOORESTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 29, 2017 | n/a | yes | MOORESTOWN, NJ|MOORESTOWN, NJ | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 25, 2014 | Dec 5, 2017 | no | Marlton, NJ|LOS ANGELES, CA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Mar 3, 2009 | Aug 27, 2014 | no | MOUNT LAUREL, NJ|MARLTON, NJ | Previous registration |
| STRATEGIC FINANCIAL | State registered | Mar 2, 2009 | Aug 29, 2014 | no | MOUNT LAUREL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | LPL FINANCIAL LLC | Dec 5, 2017 | Nov 29, 2017 | -6 | Bulk transfer | Other |
| STRATEGIC FINANCIAL | FSC SECURITIES CORPORATION | Aug 29, 2014 | Mar 3, 2009 | -2,005 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Aug 27, 2014 | Aug 25, 2014 | -2 | Firm change | Other |