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Advisor at LPL FINANCIAL LLC
FEASTERVILLE, PA | TROOPER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 28, 2022 | n/a | yes | TROOPER, PA|FEASTERVILLE, PA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 9, 2021 | Nov 29, 2022 | no | SEVERNA PARK, MD|TROOPER, PA|FEASTERVILLE, PA|FEASTERVILLE, PA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 2, 2007 | Jun 9, 2021 | no | TROOPER, PA|MARLTON, NJ|MARLTON, NJ|LANSDALE, PA|FORT MYERS, FL|FEASTERVILLE, PA|WINDSOR, CT|SEVERNA PARK, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 30, 2006 | Jan 24, 2007 | no | RADNOR, PA|NORRISTOWN, PA | Previous registration |
| TD WEALTH MANAGEMENT SERVICES INC. | n/a | Apr 5, 2004 | Jan 25, 2006 | no | KING OF PRUSSIA, PA|KING OF PRUSSIA, PA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 2, 2002 | Aug 1, 2002 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Nov 29, 2022 | Nov 28, 2022 | -1 | Firm change | Ibd to RIA |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | VOYA FINANCIAL ADVISORS, INC. | Jan 24, 2007 | Feb 2, 2007 | 9 | Firm change | Other |
| TD WEALTH MANAGEMENT SERVICES INC. | WELLS FARGO ADVISORS | Jan 25, 2006 | Jan 30, 2006 | 5 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | TD WEALTH MANAGEMENT SERVICES INC. | Aug 1, 2002 | Apr 5, 2004 | 613 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:6413:PA:2022-11-28 | Nov 29, 2022 | Nov 28, 2022 | FEASTERVILLE, PA | Firm change |
| 2882:13572:CT:2021-06-09 | Jun 9, 2021 | Jun 9, 2021 | WINDSOR, CT | Firm change |