DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• H•••••• M••••••••

L•• F•••••••• L••BD affiliatedFeasterville, Pa dual registrantIAPD 4233941

Certified Financial Planner

Feed of 09/15/2026

Also filed as Mike M••••••••

At current firm

3 y

since Nov 28, 2022

In the industry

26 y

since Sep 8, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 28, 2022 · Trooper, Pa
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Nov 29, 2022 · Severna Park, Md
V••• F•••••••• A•••••••• I••• BD affiliated
Feb 2, 2007 to Jun 9, 2021 · Trooper, Pa
W•••• F•••• A••••••• wirehouse
Jan 30, 2006 to Jan 24, 2007 · Radnor, Pa
T• W••••• M••••••••• S••••••• I••• unclassified
Apr 5, 2004 to Jan 25, 2006 · King Of Prussia, Pa
E•••••••• A•••••••• L•• national BD
Jul 2, 2002 to Aug 1, 2002 · Bala Cynwyd, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
left Nov 29, 2022, registered Nov 28, 2022 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
W•••• F•••• A••••••• to V••• F•••••••• A•••••••• I•••
left Jan 24, 2007, registered Feb 2, 2007 (9 days) · Other
T• W••••• M••••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jan 25, 2006, registered Jan 30, 2006 (5 days) · Other
E•••••••• A•••••••• L•• to T• W••••• M••••••••• S••••••• I•••
left Aug 1, 2002, registered Apr 5, 2004 (613 days) · Other

Signals

M•••••• H•••••• M•••••••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-11-28)
Nov 29, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address