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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HERRINGTON FINANCIAL SERVICES, INC.

CRD 167733

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41dd4297-21cd-7de8-d0e4-e3ad99c22ed9

Data as of Jan 31, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 31, 2024 to Jan 31, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5MItem 5.F on the latest filing (2024-01-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5M
Private client RAUM: $1.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 39
Individual clients: 39
SEC number: 801-129607
CRD: 167733
Filings on the tape: 1
First filed: Jan 31, 2024
Latest filed: Jan 31, 2024
Organised: Corporation, Georgia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Herrington, steven, E.	President	E	yes	07/2020	Jan 31, 2024	Jan 31, 2024
STEADMAN, JOSEPH, DANIEL	CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Jan 31, 2024	Jan 31, 2024

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LIFESTYLE FINANCIAL SERVICES, LLC	2	Dec 31, 2023	Apr 7, 2025	AUGUSTA, GA	Team lift out	RIA to state RIA	100.0%

Relationships

Owns (1)

← STEADMAN, JOSEPH, DANIELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 31, 2024 to presentfactForm ADV

Controls (1)

← Herrington, steven, E.OwnerPRESIDENT, ownership code E, individual
Jan 31, 2024 to presentfactForm ADV

Moved with (1)

→ LIFESTYLE FINANCIAL SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2023 to Apr 7, 2025factForm ADV

Registered with (2)

← GERALD LEE HOUSEAdvisorregistration: previous registration
Mar 26, 2018 to Dec 31, 2023factForm ADV
← JOSEPH DANIEL STEADMANAdvisorregistration: previous registration
Oct 16, 2020 to Dec 31, 2023factForm ADV

Dated events

Occurred
Jan 31, 2024
First Form ADV filing
Herrington Financial Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Team lift-out
2 advisors left Herrington Financial Services, Inc. (Augusta, GA) for Lifestyle Financial Services, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Gerald Lee House left Herrington Financial Services, Inc. for Lifestyle Financial Services, Llc (registered 2023-03-20)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Joseph Daniel Steadman left Herrington Financial Services, Inc. for Lifestyle Financial Services, Llc (registered 2025-04-07)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41dd4297-21cd-7de8-d0e4-e3ad99c22ed9
First observed: Jan 31, 2024
Last observed: Jan 31, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERRINGTON FINANCIAL SERVICES, INC.

CRD 167733

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41dd4297-21cd-7de8-d0e4-e3ad99c22ed9

Data as of Jan 31, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Herrington, steven, E.

President

yes

07/2020

Jan 31, 2024

STEADMAN, JOSEPH, DANIEL

CHIEF COMPLIANCE OFFICER

01/2023

Jan 31, 2024

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LIFESTYLE FINANCIAL SERVICES, LLC

Dec 31, 2023

Apr 7, 2025

AUGUSTA, GA

Team lift out

RIA to state RIA

100.0%