DFX Intelligence

J••••• D••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J••••• D••••• S•••••••

Advisor at L•••••••• F•••••••• S•••••••• L••

MARTINEZ, GA

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Search this name across graphsid dfx:ria:8986ea11-2658-9591-3e8f-a05b30a93878

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• F•••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 17, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• F•••••••• S•••••••• L••	State registered	Apr 7, 2025	n/a	yes	MARTINEZ, GA	Current employment
H••••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Oct 16, 2020	Dec 31, 2023	no	AUGUSTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• F•••••••• S•••••••• I•••	L•••••••• F•••••••• S•••••••• L••	Dec 31, 2023	Apr 7, 2025	463	Firm change after gap	RIA to state RIA
W••••••• F•••••••• S•••••••• I•••	H••••••••• F•••••••• S•••••••• I•••	Aug 24, 2020	Oct 16, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
167733:324660:GA:2023-12-31	Dec 31, 2023	Apr 7, 2025	AUGUSTA, GA	Firm change after gap

Relationships

Registered with (5)

→ L•••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 7, 2025 to presentfactForm ADV
→ H••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2020 to Dec 31, 2023factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2020 to Aug 24, 2020factForm ADV
→ F•••• C•••••• A••••••• S•••••••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
J••••• D••••• S••••••• left H••••••••• F•••••••• S•••••••• I••• for L•••••••• F•••••••• S•••••••• L•• (registered 2025-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8986ea11-2658-9591-3e8f-a05b30a93878
First observed: Jan 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.