DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CONNECTIVE WEALTH PARTNERS, LLC
WESTON, MA | FARMINGDALE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CONNECTIVE WEALTH PARTNERS, LLC | Independent wealth | May 29, 2025 | n/a | yes | WESTON, MA|FARMINGDALE, NY | Current employment |
| 401 FINANCIAL | State registered | Jan 23, 2025 | Jun 5, 2025 | no | WESTON, MA|SAN DIEGO, CA | Previous registration |
| CWM, LLC | Bd affiliated wealth | Nov 13, 2019 | Jan 25, 2023 | no | Norwell, MA|Waltham, MA|Waltham, MA|OMAHA, NE|Holliston, MA | Previous registration |
| NORTHEAST PLANNING ASSOCIATES, INC. | Independent wealth | Aug 1, 2012 | Nov 6, 2019 | no | WOBURN, MA|BEDFORD, NH | Previous registration |
| PEGAESUS ADVISORS, INC. | Former SEC adviser | Jan 12, 2012 | Nov 23, 2015 | no | WALTHAM, MA | Previous registration |
| NORTHEAST PLANNING ASSOCIATES, INC. | Independent wealth | Apr 25, 2008 | Dec 12, 2011 | no | BOSTON, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 29, 2008 | Aug 2, 2019 | no | BEDFORD, NH|NEWBURYPORT, MA|FORT MILL, SC|BOSTON, MA|BOSTON, MA|WALTHAM, MA|BRAINTREE, MA|STONEHAM, MA|NORWELL, MA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 3, 2006 | Jan 28, 2008 | no | NEWBURYPORT, MA|NEWBURYPORT, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 401 FINANCIAL | CONNECTIVE WEALTH PARTNERS, LLC | Jun 5, 2025 | May 29, 2025 | -7 | Firm change | Other |
| CWM, LLC | 401 FINANCIAL | Jan 25, 2023 | Jan 23, 2025 | 729 | Firm change after gap | Ibd to state RIA |
| NORTHEAST PLANNING ASSOCIATES, INC. | CWM, LLC | Nov 6, 2019 | Nov 13, 2019 | 7 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | NORTHEAST PLANNING ASSOCIATES, INC. | Aug 2, 2019 | Apr 25, 2008 | -4,116 | Firm change after gap | Other |
| PEGAESUS ADVISORS, INC. | NORTHEAST PLANNING ASSOCIATES, INC. | Nov 23, 2015 | Aug 1, 2012 | -1,209 | Firm change after gap | Other |
| NORTHEAST PLANNING ASSOCIATES, INC. | PEGAESUS ADVISORS, INC. | Dec 12, 2011 | Jan 12, 2012 | 31 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Jan 28, 2008 | Jan 29, 2008 | 1 | Firm change | Other |