DFX Intelligence

P••• C••••••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

P••• C••••••••• V•••••

Advisor at G••••••• W••••• M•••••••••

ARDEN HILLS, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• M•••••••••	Bd affiliated wealth	Jan 14, 2021	n/a	yes	ARDEN HILLS, MN\|ARDEN HILLS, MN	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Nov 30, 2017	May 2, 2019	no	MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	G••••••• W••••• M•••••••••	May 2, 2019	Jan 14, 2021	623	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ G••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 14, 2021 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2017 to May 2, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.