DFX Intelligence

Q•••• P•••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

Q•••• P•••••• R••••••

Advisor at C••• D•••••••• I•••••••••

SANTA FE, NM | CEDAR, MI

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Search this name across graphsid dfx:ria:41e7b11e-9d0a-9ddf-1594-f27795feb154

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• D•••••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• D•••••••• I•••••••••	Independent wealth	Apr 5, 2026	n/a	yes	SANTA FE, NM\|CEDAR, MI	Current employment
I••••••••• I••••••••• C••••••••• L••	Independent wealth	Oct 13, 2024	Oct 10, 2025	no	BLOOMFIELD HILLS, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• S••••	I••••••••• I••••••••• C••••••••• L••	Apr 13, 2026	Oct 13, 2024	-547	Firm change after gap	Other
I••••••••• I••••••••• C••••••••• L••	C••• D•••••••• I•••••••••	Oct 10, 2025	Apr 5, 2026

Relationships

Registered with (3)

→ C••• D•••••••• I•••••••••Registered adviserregistration: current employment
Apr 5, 2026 to presentfactForm ADV
→ L••••• S••••Registered adviserregistration: previous registration
Apr 28, 2022 to Apr 13, 2026factForm ADV
→ I••••••••• I••••••••• C••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2024 to Oct 10, 2025factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
Q•••• P•••••• R•••••• left L••••• S•••• for I••••••••• I••••••••• C••••••••• L•• (registered 2024-10-13)
Form ADVobserved 7 days ago
Occurred
Oct 10, 2025
Advisor changed firm
Q•••• P•••••• R•••••• left I••••••••• I••••••••• C••••••••• L•• for C••• D•••••••• I••••••••• (registered 2026-04-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41e7b11e-9d0a-9ddf-1594-f27795feb154
First observed: Apr 28, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.