RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Q•••• P•••••• R••••••
- C••• D•••••••• I••••••••• independent RIA currentsince Apr 5, 2026 · Santa Fe, Nm
- I••••••••• I••••••••• C••••••••• L•• independent RIAOct 13, 2024 to Oct 10, 2025 · Bloomfield Hills, Mi
- L••••• S•••• unclassifiedApr 28, 2022 to Apr 13, 2026 · Cedar, Mi
- L••••• S•••• to I••••••••• I••••••••• C••••••••• L••left Apr 13, 2026, registered Oct 13, 2024 (-547 days) · Other
- I••••••••• I••••••••• C••••••••• L•• to C••• D•••••••• I•••••••••left Oct 10, 2025, registered Apr 5, 2026 (177 days) · RIA to RIA
- Q•••• P•••••• R•••••• left L••••• S•••• for I••••••••• I••••••••• C••••••••• L•• (registered 2024-10-13)Apr 13, 2026 · Advisor changed firm · fact
- Q•••• P•••••• R•••••• left I••••••••• I••••••••• C••••••••• L•• for C••• D•••••••• I••••••••• (registered 2026-04-05)Oct 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address