DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••••••• F•••••••• L••
Castle Rock, CO | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••••••• F•••••••• L•• | Former SEC adviser | May 5, 2026 | n/a | yes | Castle Rock, CO|COLORADO SPRINGS, CO | Current employment |
| A••••••••• W••••• A••••••• L•• | Independent wealth | Jan 29, 2024 | May 5, 2026 | no | COLORADO SPRINGS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• W••••• A••••••• L•• | L••••••••• F•••••••• L•• | May 5, 2026 | May 5, 2026 | 0 | Firm change | Other |
| J•••••• W••••• | A••••••••• W••••• A••••••• L•• | Apr 1, 2024 | Jan 29, 2024 |
| J•••••• W••••• | Former SEC adviser | May 20, 2020 | Apr 1, 2024 | no | ENGLEWOOD, CO | Previous registration |
| T••••••• I••••••••• M••••••••• I••• | Bd affiliated wealth | Nov 13, 2018 | May 15, 2020 | no | Greenwood Village, CO | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Apr 24, 2006 | Oct 19, 2007 | no | GRAND RAPIDS, MI | Previous registration |
| -63 |
| Firm change after gap |
| RIA to RIA |
| T••••••• I••••••••• M••••••••• I••• | J•••••• W••••• | May 15, 2020 | May 20, 2020 | 5 | Firm change | Ibd to RIA |
| C••••• I••••••••• S••••••• L•• | T••••••• I••••••••• M••••••••• I••• | Oct 19, 2007 | Nov 13, 2018 | 4,043 | Firm change after gap | Other |