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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOHN B BALMER

Advisor at DST WEALTH MANAGEMENT LLC

Irvine, CA | INDIAN WELLS, CA

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Search this name across graphsid dfx:ria:41f67763-47c4-7a51-e12b-9723b3c5dbad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DST WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 24, 2002
First registration: Sep 5, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4569902

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DST WEALTH MANAGEMENT LLC	Independent wealth	Oct 25, 2019	n/a	yes	Irvine, CA\|INDIAN WELLS, CA	Current employment
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jul 21, 2016	Sep 23, 2019	no	IRVINE, CA\|Irvine, CA\|INDIAN WELLS, CA\|ANAHEIM, CA	Previous registration
ANFIELD ADVISORS, LLC	Former SEC adviser	Feb 20, 2015	Sep 15, 2016	no	NEWPORT BEACH, CA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Oct 11, 2013	Aug 15, 2016	no	IRVINE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 13, 2011	Nov 5, 2013	no	HUNTINGTON BEACH, CA\|FRESNO, CA\|CARLSBAD, CA	Previous registration
ADVANCED EQUITIES, INC.	Former SEC adviser	Jun 5, 2008	Jan 5, 2009	no	SAN FRANCISCO, CA	Previous registration
PEAK SECURITIES CORPORATION	n/a	Jul 6, 2007	Jun 3, 2008	no	PASADENA, CA\|LARGO, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 5, 2003	Jul 6, 2004	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CENTAURUS FINANCIAL, INC.	DST WEALTH MANAGEMENT LLC	Sep 23, 2019	Oct 25, 2019	32	Firm change	Ibd to RIA
ANFIELD ADVISORS, LLC	CENTAURUS FINANCIAL, INC.	Sep 15, 2016	Jul 21, 2016	-56	Firm change after gap	Other
GIRARD SECURITIES, INC.	ANFIELD ADVISORS, LLC	Aug 15, 2016	Feb 20, 2015	-542	Firm change after gap	Other
LPL FINANCIAL LLC	GIRARD SECURITIES, INC.	Nov 5, 2013	Oct 11, 2013	-25	Firm change	Other
ADVANCED EQUITIES, INC.	LPL FINANCIAL LLC	Jan 5, 2009	Sep 13, 2011	981	Firm change after gap	Other
PEAK SECURITIES CORPORATION	ADVANCED EQUITIES, INC.	Jun 3, 2008	Jun 5, 2008	2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	PEAK SECURITIES CORPORATION	Jul 6, 2004	Jul 6, 2007	1,095	Firm change after gap	Other

Relationships

Registered with (8)

→ DST WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 25, 2019 to presentfactForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 21, 2016 to Sep 23, 2019factForm ADV
→ ANFIELD ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 20, 2015 to Sep 15, 2016factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Oct 11, 2013 to Aug 15, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 13, 2011 to Nov 5, 2013factForm ADV
→ ADVANCED EQUITIES, INC.Registered adviserregistration: previous registration
Jun 5, 2008 to Jan 5, 2009factForm ADV
→ PEAK SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 6, 2007 to Jun 3, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 5, 2003 to Jul 6, 2004factForm ADV

Dated events

No dated event names this entity yet.