DFX Intelligence

T••••• J• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

T••••• J• C••••••

Advisor at R••••••••• C•••••• M••••••••• L••

WINNETKA, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Oct 4, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• J• C••••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M••••••••• L••	Independent wealth	Mar 23, 2026	n/a	yes	WINNETKA, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2025	Mar 24, 2026	no	WINNETKA, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••••••• C•••••• M••••••••• L••	Mar 24, 2026	Mar 23, 2026	-1	Firm change	Ibd to new firm
W••••••• I•••••••••	L•• F•••••••• L••	Jan 23, 2025	Jan 23, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:338394:IL:2026-03-24	Mar 24, 2026	Mar 23, 2026	WINNETKA, IL	Firm change
110757:875:IL:2018-04-10	Apr 10, 2018	Jan 6, 2011	WINNETKA, IL	Firm change after gap

Relationships

Registered with (8)

→ R••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2025 to Mar 24, 2026factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Jan 6, 2011 to Jan 23, 2025factForm ADV
→ G•••• L•••• A•••••••• L••

Dated events

Order

Occurred
24 Mar 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.