DFX Intelligence

H••••••• C••••••••• A••••••••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM under $100M

H••••••• C••••••••• A••••••••• I••••••••• I•••

CRD 282906

CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4210c6ff-790d-1d5a-51ed-5680387935ba

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Feb 19, 2016 to Mar 18, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $76.6M••• Locked
Discretionary RAUM: $16.5M
Private client RAUM: $16.5Mderived••• Locked
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• C••••••••• A••••••••• I•••	PARENT CORPORATION	E	yes	03/2014	Feb 19, 2016	Mar 28, 2024
H••••••• C••••••••• A••••••••• I••• E••••••• S•••• O•••••••• P•••	Shareholder	E	yes	01/2022	Mar 14, 2022	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••• C••••••••• A••••••••• I•••	n/a	Institutional manager	$22B	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$76.6M	$53.9M	42.1%	$87.3M	-4.3%	0	0	0	0

Relationships

Affiliated with (2)

→ H••••••• C••••••••• A••••••••• I•••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV
← H••••••• C••••••••• A••••••••• I•••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV

Controls (3)

← H••••••• C••••••••• A••••••••• I•••OwnerPARENT CORPORATION, ownership code E, domestic entity
Feb 19, 2016 to Mar 28, 2024factForm ADV
← V••••• R••••••• N••

Dated events

Occurred
Mar 9, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-177M
Occurred
Mar 14, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$140M
Occurred
Feb 19, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4210c6ff-790d-1d5a-51ed-5680387935ba
First observed: Feb 19, 2016
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.