DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Highland Consulting Associates International, Inc.
Latest filing Mar 18, 2026
First filing on the tape Feb 19, 2016 · 18 filings
SEC status approved since Mar 10, 2016
RAUM
$76.6M
reported, Item 5.F
Discretionary
22%
of RAUM
Private clients
22%
$16.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$76.6M as of Mar 18, 2026
Mar 23, 2017$0 then
HNW client RAUM$16.5M as of Mar 18, 2026
Mar 16, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 23, 20170 then
Employees (5.A)0 as of Mar 18, 2026
Mar 23, 20170 then
Private funds: no history
RAUM +42% over the last fiscal year-4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $16.5MderivedHNW RAUM over HNW clients
- Average account
- $15.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 22%derivedof RAUM
- Institutional
- 78%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$60.1M78%
- High-net-worth individuals$16.5M22%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 4reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.22 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Richard Veres · President, Ccocontrolsince 03/2014 · owns less than 5%
- John Kevin Mahon · Secretarysince 03/2014 · owns less than 5%
- Gregory Mark Mills · Trusteesince 10/2023 · owns F of Highland Consulting Associates, Inc. Employee Stock Ownership Plan
Entity owners
- Highland Consulting Associates Inc. · Parent Corporationdirect · owns 75% or more
- Highland Consulting Associates, Inc. Employee Stock Ownership Plan · Shareholderindirect · owns 75% or more of Highland Consulting Associates Inc.
Related persons
Schedule D 7.A
- Highland Consulting Associates Inc.investment adviserLP sponsoryRAUM $22B
Advisers that list Highland Consulting Associates International, Inc. as a related person
- 109834 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 18, 2026institutional share of RAUM of 78% against a peer median of 0% (310 comparable advisers, 100.0th percentile, 26.4 robust deviations)peers: independent wealth managers, under $100M (310) · 100% percentile
- client mix shiftChange between filings · filing Mar 18, 2026private-client share of RAUM moved from 0.0% to 22.0% between the annual amendments of 2025-03-27 and 2026-03-18peers: independent wealth managers, under $100M (704)
- discretionary share shiftChange between filings · filing Mar 18, 2026discretionary share of RAUM moved from 0.0% to 22.0% between the annual amendments of 2025-03-27 and 2026-03-18peers: independent wealth managers, under $100M (704)
- HNW share shiftChange between filings · filing Mar 18, 2026HNW share of RAUM moved from 0.0% to 22.0% between the annual amendments of 2025-03-27 and 2026-03-18peers: independent wealth managers, under $100M (704)
- institutional asset share shiftChange between filings · filing Mar 18, 2026institutional share of RAUM moved from 100.0% to 78.0% between the annual amendments of 2025-03-27 and 2026-03-18peers: independent wealth managers, under $100M (704)
- RAUM up 25 %Change between filings · filing Mar 18, 2026RAUM (Item 5.F) moved from $53,936,765 to $76,633,396 (+42.0%) between the annual amendments of 2025-03-27 and 2026-03-18; the peer median change was +8.0% (219 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 27, 2025 to Mar 18, 2026
- Discretionary RAUM · $0 to $16.5MMar 27, 2025 to Mar 18, 2026
- HNW RAUM · $0 to $16.5MMar 27, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $53.9M to $60.1MMar 27, 2025 to Mar 18, 2026
- Pension RAUM · $53.9M to $60.1MMar 27, 2025 to Mar 18, 2026
- RAUM · $53.9M to $76.6MMar 27, 2025 to Mar 18, 2026
- Accounts · 5 to 4Mar 28, 2024 to Mar 27, 2025
- Advisory activities · 3 to 4Mar 28, 2024 to Mar 27, 2025
- HNW clients · 0 to 1Mar 28, 2024 to Mar 27, 2025
- Pension plan clients · 5 to 4Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 27, 2025
- HQ city · WESTLAKE to CLEVELANDMar 28, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $70.7M to $53.9MMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $70.7M to $53.9MMar 28, 2024 to Mar 27, 2025
- RAUM · $70.7M to $53.9MMar 28, 2024 to Mar 27, 2025
- Accounts · 8 to 5Sep 18, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $87.3M to $70.7MSep 18, 2023 to Mar 21, 2024
- Pension RAUM · $87.3M to $70.7MSep 18, 2023 to Mar 21, 2024
- RAUM · $87.3M to $70.7MSep 18, 2023 to Mar 21, 2024
- Accounts · 14 to 8Mar 14, 2022 to Mar 9, 2023
- Pension plan clients · 9 to 5Mar 14, 2022 to Mar 9, 2023
- Non-discretionary RAUM · $265M to $87.3MMar 14, 2022 to Mar 9, 2023
- Pension RAUM · $265M to $87.3MMar 14, 2022 to Mar 9, 2023
- RAUM · $265M to $87.3MMar 14, 2022 to Mar 9, 2023
- Accounts · 6 to 14Mar 15, 2021 to Mar 14, 2022
- Pension plan clients · 4 to 9Mar 15, 2021 to Mar 14, 2022
- Non-discretionary RAUM · $124M to $265MMar 15, 2021 to Mar 14, 2022
- Pension RAUM · $124M to $265MMar 15, 2021 to Mar 14, 2022
- RAUM · $124M to $265MMar 15, 2021 to Mar 14, 2022
- Non-discretionary RAUM · $120M to $124MMar 16, 2020 to Mar 15, 2021
- Pension RAUM · $120M to $124MMar 16, 2020 to Mar 15, 2021
- RAUM · $120M to $124MMar 16, 2020 to Mar 15, 2021
- Accounts · 5 to 6May 7, 2019 to Mar 16, 2020
- Charity clients · unset to 0.0May 7, 2019 to Mar 16, 2020
- Corporate clients · unset to 0.0May 7, 2019 to Mar 16, 2020
- HNW clients · unset to 0.0May 7, 2019 to Mar 16, 2020
- Individual clients · unset to 0.0May 7, 2019 to Mar 16, 2020
- Pension plan clients · 3 to 4May 7, 2019 to Mar 16, 2020
- Pooled vehicle clients · unset to 0.0May 7, 2019 to Mar 16, 2020
- HNW RAUM · unset to 0.0May 7, 2019 to Mar 16, 2020
Signals
3 dated events
- Highland Consulting Associates International, Inc. reported RAUM $87.3M, down 67% from $264.7M (2022-03-14 to 2023-03-09)Mar 9, 2023 · RAUM change · derived
- Highland Consulting Associates International, Inc. reported RAUM $264.7M, up 113% from $124.3M (2021-03-15 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- Highland Consulting Associates International, Inc. filed its initial SEC registration (Form ADV)Feb 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 440-899-1121reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026