DFX Intelligence

C••••••••• P••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C••••••••• P••• R•••

Advisor at A••••• A•• P••••••• S•••••••

MELVILLE, NY | Huntington Station, NY

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Search this name across graphsid dfx:ria:42232d63-6701-7572-4c58-414d0cb9b8fb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Aug 24, 2023	n/a	yes	MELVILLE, NY\|Huntington Station, NY	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Jan 23, 2017	Aug 18, 2023	no	Garden City, NY\|ARLINGTON, VA\|Garden City, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	A••••• A•• P••••••• S•••••••	Aug 18, 2023	Aug 24, 2023	6	Firm change	RIA to ibd
A••••••• A•••• M••••••••• I•••	E•••••• C•••••• M••••••••• L••	Dec 15, 2016	Jan 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
42159:20472:NY:2023-08-18	Aug 18, 2023	Aug 24, 2023	GARDEN CITY, NY	Firm change

Relationships

Registered with (3)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Aug 24, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 23, 2017 to Aug 18, 2023factForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2015 to Dec 15, 2016factForm ADV

Dated events

Occurred
Aug 18, 2023
Advisor changed firm
C••••••••• P••• R••• left E•••••• C•••••• M••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2023-08-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42232d63-6701-7572-4c58-414d0cb9b8fb
First observed: Aug 6, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.