DFX Intelligence

M•••••• S••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant29 years in industry

M•••••• S••••• M••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA | RENO, NV

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Search this name across graphsid dfx:ria:422a7e72-d2bc-bbf6-437b-f6251c5a2f9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Apr 6, 2023	n/a	yes	SAN FRANCISCO, CA\|RENO, NV	Current employment
F•••• T•••• W••••• A••••••• L••	Mixed wealth	Nov 21, 2022	Mar 15, 2023	no	SAN FRANCISCO, CA\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• W••••• A••••••• L••	P••••••• A•••••••• L••	Mar 15, 2023	Apr 6, 2023	22	Firm change	Other
U••• B•••••• I••••••••• I•••	F•••• T•••• W••••• A••••••• L••	Nov 3, 2022	Nov 21, 2022

Relationships

Registered with (6)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 6, 2023 to presentfactForm ADV
→ F•••• T•••• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 21, 2022 to Mar 15, 2023factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2013 to Nov 3, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:422a7e72-d2bc-bbf6-437b-f6251c5a2f9e
First observed: Apr 23, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.