DFX Intelligence

D•••••• W• J•••• A••••••••• F•••••••• • I•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

D•••••• W• J•••• A••••••••• F•••••••• • I•••••••• S•••••••• I•••

CRD 112862

LAKE FOREST, CA

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Search this name across graphsid dfx:ria:422e0f5e-b09b-92fb-a8f4-560fc665f4dd

Data as of Feb 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2026 to Feb 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
CRD: 112862
Filings on the tape: 1
First filed: Feb 9, 2026

Relationships

Registered with (2)

← M•••••• S••• J••••Advisorregistration: current employment
Feb 28, 2000 to presentfactForm ADV
← D•••••• W••••• J••••Advisorregistration: current employment
May 5, 1992 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:422e0f5e-b09b-92fb-a8f4-560fc665f4dd
First observed: Feb 9, 2026
Last observed: Feb 9, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.